0001562180-22-003811.txt : 20220504 0001562180-22-003811.hdr.sgml : 20220504 20220504213323 ACCESSION NUMBER: 0001562180-22-003811 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220502 FILED AS OF DATE: 20220504 DATE AS OF CHANGE: 20220504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BECKER GREGORY W CENTRAL INDEX KEY: 0001259867 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39154 FILM NUMBER: 22893720 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 911962278 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2022-05-02 false 0000719739 SVB FINANCIAL GROUP SIVB 0001259867 BECKER GREGORY W 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false President and CEO Common Stock 2022-05-01 2022-05-02 4 F false 489.00 497.67 D 83177.00 I Revocable Trust Common Stock 2022-05-01 2022-05-02 4 F false 807.00 497.67 D 82370.00 I Revocable Trust Common Stock 2022-05-01 2022-05-02 4 F false 2041.00 497.67 D 80329.00 I Revocable Trust Common Stock 2022-05-01 2022-05-02 4 F false 542.00 497.67 D 79787.00 I Revocable Trust Common Stock 2022-05-01 2022-05-02 4 M false 1093.00 A 80880.00 I Revocable Trust Common Stock 2022-05-01 2022-05-02 4 M false 1626.00 A 82506.00 I Revocable Trust Common Stock 2022-05-01 2022-05-02 4 M false 4115.00 A 86621.00 I Revocable Trust Common Stock 2022-05-01 2022-05-02 4 M false 985.00 A 87606.00 I Revocable Trust Common Stock 6181.00 I By 401(k)/ESOP Restricted Stock Unit 2022-05-01 2022-05-02 4 M false 985.00 0.00 D 2025-05-01 Common Stock 985.00 0.00 D Restricted Stock Unit 2022-05-01 2022-05-02 4 M false 4115.00 0.00 D 2022-05-01 2026-05-01 Common Stock 4115.00 0.00 D Restricted Stock Unit 2022-05-01 2022-05-02 4 M false 1093.00 0.00 D 2026-05-01 Common Stock 1093.00 1093.00 D Restricted Stock Unit 2022-05-01 2022-05-02 4 M false 1626.00 0.00 D 2027-05-01 Common Stock 1626.00 3250.00 D Performance Restricted Stock Unit 2022-05-02 5 A false E 11649.00 0.00 A 2025-01-31 2029-05-02 Common Stock 11649.00 11649.00 D Restricted Stock Unit 2022-05-02 4 A false 3883.00 0.00 A 2029-05-02 Common Stock 3883.00 3883.00 D Stock Option 497.67 2022-05-02 4 A false 9584.00 0.00 A 2029-05-02 Common Stock 9584.00 9584.00 D Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. The information in this report is based on 401(k)/ESOP Plan statement dated as of March 31, 2022. 25%/4yr beginning on 01-May-2018. Restricted stock units are subject to cliff vest on May 1, 2022. 25%/4yr beginning on 01-May-2019. 25%/4yr beginning on 01-May-2020. Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting and scheduled to vest on January 31, 2025. /s/Wei Sun, Attorney-in-Fact for Gregory Becker 2022-05-04