0001562180-22-003811.txt : 20220504
0001562180-22-003811.hdr.sgml : 20220504
20220504213323
ACCESSION NUMBER: 0001562180-22-003811
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220502
FILED AS OF DATE: 20220504
DATE AS OF CHANGE: 20220504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BECKER GREGORY W
CENTRAL INDEX KEY: 0001259867
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39154
FILM NUMBER: 22893720
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 911962278
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2022-05-02
false
0000719739
SVB FINANCIAL GROUP
SIVB
0001259867
BECKER GREGORY W
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
false
true
false
false
President and CEO
Common Stock
2022-05-01
2022-05-02
4
F
false
489.00
497.67
D
83177.00
I
Revocable Trust
Common Stock
2022-05-01
2022-05-02
4
F
false
807.00
497.67
D
82370.00
I
Revocable Trust
Common Stock
2022-05-01
2022-05-02
4
F
false
2041.00
497.67
D
80329.00
I
Revocable Trust
Common Stock
2022-05-01
2022-05-02
4
F
false
542.00
497.67
D
79787.00
I
Revocable Trust
Common Stock
2022-05-01
2022-05-02
4
M
false
1093.00
A
80880.00
I
Revocable Trust
Common Stock
2022-05-01
2022-05-02
4
M
false
1626.00
A
82506.00
I
Revocable Trust
Common Stock
2022-05-01
2022-05-02
4
M
false
4115.00
A
86621.00
I
Revocable Trust
Common Stock
2022-05-01
2022-05-02
4
M
false
985.00
A
87606.00
I
Revocable Trust
Common Stock
6181.00
I
By 401(k)/ESOP
Restricted Stock Unit
2022-05-01
2022-05-02
4
M
false
985.00
0.00
D
2025-05-01
Common Stock
985.00
0.00
D
Restricted Stock Unit
2022-05-01
2022-05-02
4
M
false
4115.00
0.00
D
2022-05-01
2026-05-01
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0.00
D
Restricted Stock Unit
2022-05-01
2022-05-02
4
M
false
1093.00
0.00
D
2026-05-01
Common Stock
1093.00
1093.00
D
Restricted Stock Unit
2022-05-01
2022-05-02
4
M
false
1626.00
0.00
D
2027-05-01
Common Stock
1626.00
3250.00
D
Performance Restricted Stock Unit
2022-05-02
5
A
false
E
11649.00
0.00
A
2025-01-31
2029-05-02
Common Stock
11649.00
11649.00
D
Restricted Stock Unit
2022-05-02
4
A
false
3883.00
0.00
A
2029-05-02
Common Stock
3883.00
3883.00
D
Stock Option
497.67
2022-05-02
4
A
false
9584.00
0.00
A
2029-05-02
Common Stock
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D
Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
The information in this report is based on 401(k)/ESOP Plan statement dated as of March 31, 2022.
25%/4yr beginning on 01-May-2018.
Restricted stock units are subject to cliff vest on May 1, 2022.
25%/4yr beginning on 01-May-2019.
25%/4yr beginning on 01-May-2020.
Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting and scheduled to vest on January 31, 2025.
/s/Wei Sun, Attorney-in-Fact for Gregory Becker
2022-05-04