0001562180-21-006904.txt : 20211109 0001562180-21-006904.hdr.sgml : 20211109 20211109130506 ACCESSION NUMBER: 0001562180-21-006904 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211105 FILED AS OF DATE: 20211109 DATE AS OF CHANGE: 20211109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cox Philip C CENTRAL INDEX KEY: 0001575523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39154 FILM NUMBER: 211391146 MAIL ADDRESS: STREET 1: ORCHARD HOUSE 40 BARRINGTON ROAD STREET 2: FOXTON CAMBRIDGE CITY: LONDON STATE: X0 ZIP: CB22 6SL ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 911962278 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2021-11-05 false 0000719739 SVB FINANCIAL GROUP SIVB 0001575523 Cox Philip C 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Chief Operations Officer Common Stock 2021-06-30 5 A false E 64.00 329.239 A 6909.00 D Common Stock 2021-11-05 4 M false 81.00 0.00 A 6990.00 D Common Stock 2021-11-05 4 M false 27.00 0.00 A 7017.00 D Common Stock 2021-11-05 4 F false 81.00 747.52 D 6936.00 D Common Stock 2021-11-05 4 F false 27.00 747.52 D 6909.00 D Common Stock 11.00 I By 401(k)/ESOP Performance Restricted Stock Unit 2021-11-05 4 F false 81.00 0.00 D 2024-01-31 2028-05-03 Common Stock 81.00 1911.00 D Restricted Stock Unit 2021-11-05 4 F false 27.00 0.00 D 2028-05-03 Common Stock 27.00 637.00 D These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Shares withheld by Issuer for payment of tax liability incurred upon Retirement Eligibility of performance restricted stock units. Shares withheld by Issuer for payment of tax liability incurred upon Retirement Eligibility of restricted stock units. Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting and scheduled to vest on January 31, 2024. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. /s/Desiree Combs, Attorney-in-Fact for Philip Cox 2021-11-09