0001562180-21-004145.txt : 20210609 0001562180-21-004145.hdr.sgml : 20210609 20210609113042 ACCESSION NUMBER: 0001562180-21-004145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210607 FILED AS OF DATE: 20210609 DATE AS OF CHANGE: 20210609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Beck Daniel J CENTRAL INDEX KEY: 0001708156 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39154 FILM NUMBER: 211004448 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 911962278 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2021-06-07 false 0000719739 SVB FINANCIAL GROUP SIVB 0001708156 Beck Daniel J 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Chief Financial Officer Common Stock 2021-06-05 2021-06-07 4 M false 421.00 A 4804.00 D Common Stock 2021-06-05 2021-06-07 4 M false 684.00 A 5488.00 D Common Stock 2021-06-05 2021-06-07 4 F false 209.00 602.38 D 5279.00 D Common Stock 2021-06-05 2021-06-07 4 F false 340.00 602.38 D 4939.00 D Common Stock 2021-06-07 4 M false 734.00 169.49 A 5673.00 D Common Stock 2021-06-07 4 M false 1735.00 305.46 A 7408.00 D Common Stock 2021-06-07 4 M false 859.00 250.43 A 8267.00 D Common Stock 2021-06-07 4 M false 1318.00 184.86 A 9585.00 D Common Stock 2021-06-07 4 S false 4619.00 597.6017 D 4966.00 D Common Stock 2021-06-07 4 S false 27.00 598.3193 D 4939.00 D Common Stock 2021-06-08 4 S false 575.00 597.60 D 4364.00 D Common Stock 30.00 I By 401(k)/ESOP Restricted Stock Unit 2021-06-05 2021-06-07 4 M false 421.00 0.00 D 2024-06-04 Common Stock 421.00 0.00 D Restricted Stock Unit 2021-06-05 2021-06-07 4 M false 684.00 0.00 D 2024-06-05 Common Stock 684.00 0.00 D Stock Option 169.49 2021-06-07 4 M false 734.00 0.00 D 2024-06-05 Common Stock 734.00 0.00 D Stock Option 305.46 2021-06-07 4 M false 1735.00 0.00 D 2025-05-01 Common Stock 1735.00 578.00 D Stock Option 250.43 2021-06-07 4 M false 859.00 0.00 D 2026-05-01 Common Stock 859.00 1718.00 D Stock Option 184.86 2021-06-07 4 M false 1318.00 0.00 D 2027-05-01 Common Stock 1318.00 3952.00 D Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. This transaction was executed in multiple trades at prices ranging from $597.18 to $598.08; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $598.22 to $598.57; the price reported above reflects the weighted average sale price. 25%/4yr beginning on 05-Jun-2017. 25%/4yr beginning on 01-May-2018. 25%/4yr beginning on 01-May-2019. 25%/4yr beginning on 01-May-2020. All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective May 6, 2021. /s/Desiree Combs, Attorney-in-Fact for Daniel Beck 2021-06-09