0001562180-21-004145.txt : 20210609
0001562180-21-004145.hdr.sgml : 20210609
20210609113042
ACCESSION NUMBER: 0001562180-21-004145
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210607
FILED AS OF DATE: 20210609
DATE AS OF CHANGE: 20210609
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Beck Daniel J
CENTRAL INDEX KEY: 0001708156
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39154
FILM NUMBER: 211004448
MAIL ADDRESS:
STREET 1: 3005 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 911962278
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
4
1
primarydocument.xml
PRIMARY DOCUMENT
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2021-06-07
false
0000719739
SVB FINANCIAL GROUP
SIVB
0001708156
Beck Daniel J
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
false
true
false
false
Chief Financial Officer
Common Stock
2021-06-05
2021-06-07
4
M
false
421.00
A
4804.00
D
Common Stock
2021-06-05
2021-06-07
4
M
false
684.00
A
5488.00
D
Common Stock
2021-06-05
2021-06-07
4
F
false
209.00
602.38
D
5279.00
D
Common Stock
2021-06-05
2021-06-07
4
F
false
340.00
602.38
D
4939.00
D
Common Stock
2021-06-07
4
M
false
734.00
169.49
A
5673.00
D
Common Stock
2021-06-07
4
M
false
1735.00
305.46
A
7408.00
D
Common Stock
2021-06-07
4
M
false
859.00
250.43
A
8267.00
D
Common Stock
2021-06-07
4
M
false
1318.00
184.86
A
9585.00
D
Common Stock
2021-06-07
4
S
false
4619.00
597.6017
D
4966.00
D
Common Stock
2021-06-07
4
S
false
27.00
598.3193
D
4939.00
D
Common Stock
2021-06-08
4
S
false
575.00
597.60
D
4364.00
D
Common Stock
30.00
I
By 401(k)/ESOP
Restricted Stock Unit
2021-06-05
2021-06-07
4
M
false
421.00
0.00
D
2024-06-04
Common Stock
421.00
0.00
D
Restricted Stock Unit
2021-06-05
2021-06-07
4
M
false
684.00
0.00
D
2024-06-05
Common Stock
684.00
0.00
D
Stock Option
169.49
2021-06-07
4
M
false
734.00
0.00
D
2024-06-05
Common Stock
734.00
0.00
D
Stock Option
305.46
2021-06-07
4
M
false
1735.00
0.00
D
2025-05-01
Common Stock
1735.00
578.00
D
Stock Option
250.43
2021-06-07
4
M
false
859.00
0.00
D
2026-05-01
Common Stock
859.00
1718.00
D
Stock Option
184.86
2021-06-07
4
M
false
1318.00
0.00
D
2027-05-01
Common Stock
1318.00
3952.00
D
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
This transaction was executed in multiple trades at prices ranging from $597.18 to $598.08; the price reported above reflects the weighted average sale price.
This transaction was executed in multiple trades at prices ranging from $598.22 to $598.57; the price reported above reflects the weighted average sale price.
25%/4yr beginning on 05-Jun-2017.
25%/4yr beginning on 01-May-2018.
25%/4yr beginning on 01-May-2019.
25%/4yr beginning on 01-May-2020.
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective May 6, 2021.
/s/Desiree Combs, Attorney-in-Fact for Daniel Beck
2021-06-09