0001562180-19-002430.txt : 20190430 0001562180-19-002430.hdr.sgml : 20190430 20190430142055 ACCESSION NUMBER: 0001562180-19-002430 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190426 FILED AS OF DATE: 20190430 DATE AS OF CHANGE: 20190430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cadieux Marc C CENTRAL INDEX KEY: 0001600735 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 19780588 MAIL ADDRESS: STREET 1: 508 LAUREL AVENUE CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2019-04-26 false 0000719739 SVB FINANCIAL GROUP SIVB 0001600735 Cadieux Marc C 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Chief Credit Officer Common Stock 2019-04-26 4 M false 3600.00 64.37 A 17941.00 D Common Stock 2019-04-26 4 S false 1784.00 242.00 D 16157.00 D Common Stock 2019-04-26 4 S false 520.00 236.5488 D 15637.00 D Common Stock 3259.00 I By 401(k)/ESOP Stock Option 64.37 2019-04-26 4 M false 3600.00 0.00 D 2019-05-01 Common Stock 3600.00 0.00 D This transaction was executed in multiple trades at prices ranging from $236.50 USD to $236.675 USD; the price reported above reflects the weighted average sale price. The information in this report is based on 401(k)/ESOP Plan statement dated as of March 31, 2019. 25%/4yr beginning on 01-May-2012. All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective February 25, 2019. Wei Sun, Attorney-in-Fact for Marc Cadieux 2019-04-30