0001562180-17-001975.txt : 20170517 0001562180-17-001975.hdr.sgml : 20170517 20170517180810 ACCESSION NUMBER: 0001562180-17-001975 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170515 FILED AS OF DATE: 20170517 DATE AS OF CHANGE: 20170517 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wallace Bruce CENTRAL INDEX KEY: 0001518729 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 17852998 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2017-05-15 false 0000719739 SVB FINANCIAL GROUP SIVB 0001518729 Wallace Bruce 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Chief Digital Officer Common Stock 2017-05-15 4 M false 1028.00 105.18 A 14248.00 D Common Stock 2017-05-15 4 M false 1772.00 129.81 A 16020.00 D Common Stock 2017-05-15 4 M false 1460.00 107.98 A 17480.00 D Common Stock 2017-05-15 4 M false 2350.00 71.11 A 19830.00 D Common Stock 2017-05-15 4 M false 180.00 105.18 A 20010.00 D Common Stock 2017-05-15 4 S false 100.00 182.96 D 19910.00 D Common Stock 2017-05-15 4 S false 6690.00 182.1599 D 13220.00 D Common Stock 2017-05-15 4 S false 2000.00 183.98 D 11220.00 D Common Stock 313.00 I By 401(k)/ESOP Stock Option 129.81 2017-05-15 4 M false 1772.00 0.00 D 2022-05-01 Common Stock 1772.00 1770.00 D Stock Option 107.98 2017-05-15 4 M false 1460.00 0.00 D 2021-04-29 Common Stock 1460.00 1460.00 D Stock Option 105.18 2017-05-15 4 M false 180.00 0.00 D 2023-05-02 Common Stock 180.00 4649.00 D Stock Option 105.18 2017-05-15 4 M false 1028.00 0.00 D 2023-05-02 Common Stock 1028.00 3621.00 D Stock Option 71.11 2017-05-15 4 M false 2350.00 0.00 D 2020-04-30 Common Stock 2350.00 0.00 D This transaction was executed in multiple trades at prices ranging from $181.90 to $182.89; the price reported above reflects the weighted average sale price. 25%/4yr beginning on 01-May-2016. 25%/4yr beginning on 29-Apr-2015. 25%/4yr beginning on 02-May-2017. 25%/4yr beginning on 30-Apr-2014. Denise West, Attorney-in-Fact for Bruce Wallace 2017-05-17