0001209191-15-016229.txt : 20150219 0001209191-15-016229.hdr.sgml : 20150219 20150219180751 ACCESSION NUMBER: 0001209191-15-016229 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150217 FILED AS OF DATE: 20150219 DATE AS OF CHANGE: 20150219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cadieux Marc C CENTRAL INDEX KEY: 0001600735 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 15632999 MAIL ADDRESS: STREET 1: 508 LAUREL AVENUE CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-02-17 0 0000719739 SVB FINANCIAL GROUP SIVB 0001600735 Cadieux Marc C 3005 TASMAN DRIVE SANTA CLARA CA 95054 0 1 0 0 Chief Credit Officer Common Stock 2015-02-17 4 M 0 1758 48.76 A 8375 D Common Stock 2015-02-17 4 M 0 762 48.76 A 9137 D Common Stock 2015-02-17 4 S 0 2520 125.48 D 6617 D Common Stock 6089 I By 401(k)/ESOP Stock Option 48.76 2015-02-17 4 M 0 1758 48.76 D 2009-04-29 2015-04-29 Common Stock 1758 0 D Stock Option 48.76 2015-02-17 4 M 0 762 48.76 D 2009-04-29 2015-04-29 Common Stock 762 0 D The exercise and sale of the stock options in this Form 4 were affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective December 3, 2014. Denise West, Attorney-in-Fact for Marc Cadieux 2015-02-19