0000899243-23-016429.txt : 20230623 0000899243-23-016429.hdr.sgml : 20230623 20230623185533 ACCESSION NUMBER: 0000899243-23-016429 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230620 FILED AS OF DATE: 20230623 DATE AS OF CHANGE: 20230623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Daniels Richard Devon CENTRAL INDEX KEY: 0001830164 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39154 FILM NUMBER: 231039070 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 911962278 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-06-20 0 0000719739 SVB FINANCIAL GROUP SIVBQ 0001830164 Daniels Richard Devon 3005 TASMAN DRIVE SANTA CLARA CA 95054 1 0 0 0 0 Common Stock 2023-06-20 4 S 0 500 0.47 D 510 D Common Stock 2023-06-22 4 P 0 500 0.39 A 1010 D Mr. Daniels sold 500 shares of Common Stock on June 20, 2023 and realized after the sale that he was required to consult with the Company before transacting. In order to return to his pre-sale position, Mr. Daniels determined to repurchase 500 shares and is disgorging to the Company the short swing profit on those transactions of $40 (calculated in accordance with Section 16 of the Securities Exchange Act of 1934, as amended). /s/ Richard Devon Daniels 2023-06-23