[1]

The following table shows the amounts of venture capital and private equity fund investments held by the following consolidated funds and our ownership percentage of each fund at September 30, 2013 and December 31, 2012 (fair value accounting): September 30, 2013 December 31, 2012(Dollars in thousands) Amount Ownership % Amount Ownership %SVB Strategic Investors Fund, LP $30,265 12.6% $32,850 12.6%SVB Strategic Investors Fund II, LP 96,595 8.6 91,294 8.6SVB Strategic Investors Fund III, LP 226,123 5.9 209,696 5.9SVB Strategic Investors Fund IV, LP 209,368 5.0 169,931 5.0Strategic Investors Fund V Funds 89,410 Various 40,622 VariousStrategic Investors Fund VI Funds 4,681 0.2 — —SVB Capital Preferred Return Fund, LP 55,721 20.0 53,643 20.0SVB Capital—NT Growth Partners, LP 55,836 33.0 60,120 33.0SVB Capital Partners II, LP (i) 716 5.1 1,303 5.1Other private equity fund (ii) 4,784 58.2 6,462 58.2Total venture capital and private equity fund investments $773,499 $665,921 (i)At September 30, 2013, we had a direct ownership interest of 1.3 percent and an indirect ownership interest of 3.8 percent in the fund through our ownership interest of SVB Strategic Investors Fund II, LP.(ii)At September 30, 2013, we had a direct ownership interest of 41.5 percent and indirect ownership interests of 12.6 percent and 4.1 percent in the fund through our ownership interest of SVB Capital—NT Growth Partners, LP and SVB Capital Preferred Return Fund, LP, respectively.

[2]

The following table shows the amounts of other venture capital investments held by the following consolidated funds and our ownership percentage of each fund at September 30, 2013 and December 31, 2012 (fair value accounting): September 30, 2013 December 31, 2012(Dollars in thousands) Amount Ownership % Amount Ownership %Silicon Valley BancVentures, LP $7,383 10.7% $43,493 10.7%SVB Capital Partners II, LP (i) 43,682 5.1 79,761 5.1SVB Capital Shanghai Yangpu Venture Capital Fund 4,294 6.8 3,837 6.8Total other venture capital investments $55,359 $127,091 (i)At September 30, 2013, we had a direct ownership interest of 1.3 percent and an indirect ownership interest of 3.8 percent in the fund through our ownership of SVB Strategic Investors Fund II, LP.

[3]

Investments classified as other securities (fair value accounting) represent certain direct equity investments in public companies held by our consolidated funds.

[4]

The following table shows the carrying value and our ownership percentage of each investment at September 30, 2013 and December 31, 2012 (equity method accounting): September 30, 2013 December 31, 2012(Dollars in thousands) Amount Ownership % Amount Ownership %Gold Hill Venture Lending 03, LP (i) $8,734 9.3% $9,413 9.3%Gold Hill Capital 2008, LP (ii) 21,318 15.5 20,893 15.5China Joint Venture investment 80,346 50.0 78,545 50.0Other investments 32,173 Various 30,479 VariousTotal other investments (equity method accounting) $142,571 $139,330 (i)At September 30, 2013, we had a direct ownership interest of 4.8 percent in the fund and an indirect interest in the fund through our investment in Gold Hill Venture Lending Partners 03, LLC (“GHLLC”) of 4.5 percent. (ii)At September 30, 2013, we had a direct ownership interest of 11.5 percent in the fund and an indirect interest in the fund through our investment in Gold Hill Capital 2008, LLC of 4.0 percent.

[5]

Represents investments in 293 and 324 funds (primarily venture capital funds) at September 30, 2013 and December 31, 2012, respectively, where our ownership interest is typically less than 5% of the voting interests of each such fund and in which we do not have the ability to exercise significant influence over the partnerships operating activities and financial policies. For the three months ended September 30, 2013, we recognized OTTI losses of $0.4 million resulting from other-than-temporary declines in value for 12 of the 293 investments. For the nine months ended September 30, 2013, we recognized OTTI losses of $1.2 million resulting from other-than-temporary declines in value for 37 of the investments. The OTTI losses are included in net gains on investment securities, a component of noninterest income. We concluded that any declines in value for the remaining investments were temporary and as such, no OTTI was required to be recognized. At September 30, 2013, the carrying value of these venture capital and private equity fund investments (cost method accounting) was $150 million, and the estimated fair value was $206 million.