EX-99.G(2)(E) 5 d35216dex99g2e.htm FORM OF FOURTH AMENDMENT TO SECURITIES LENDING AUTHORIZATION AGREEMENT Form of Fourth Amendment to Securities Lending Authorization Agreement

FOURTH AMENDMENT TO

SECURITIES LENDING AUTHORIZATION AGREEMENT

BETWEEN

THOSE REGISTERED INVESTMENT COMPANIES LISTED ON SCHEDULE B, ON BEHALF OF EACH SERIES OF SUCH REGISTERED INVESTMENT COMPANIES LISTED ON SCHEDULE B

AND

STATE STREET BANK AND TRUST COMPANY

This Fourth Amendment (this “Amendment”) dated as of             , 2020, is between those REGISTERED INVESTMENT COMPANIES listed on Schedule B to the Agreement (as defined below), each a registered management investment company (organized as a Maryland corporation or Delaware statutory trust) (each, a “Company”) on behalf of each series of each such Company, as listed respectively on Schedule B (each such series, a “Fund” and collectively, the “Funds”), severally and not jointly, and STATE STREET BANK AND TRUST COMPANY (“State Street”).

Reference is made to a Securities Lending Authorization Agreement dated December 1, 2008, by and between the Funds and State Street, as amended and in effect on the date hereof prior to giving effect to this Amendment (the “Agreement”).

WHEREAS, the Funds and State Street desire to amend the Agreement as set forth below.

NOW THEREFORE, for value received, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties mutually agree to amend the Agreement in the following respect:

1.    Definitions. All terms used herein and not otherwise defined shall have the meanings set forth in the Agreement.

2.    Amendment.

(i) Schedule B to the Agreement is hereby amended by deleting it in its entirety and replacing it with the revised Schedule B attached to this Amendment.

3.    Representations and Warranties. Each party hereto represents and warrants that (a) it has the legal right, power and authority to execute and deliver this Amendment, to enter into the transactions contemplated hereby, and to perform its obligations hereunder; (b) it has taken all necessary action to authorize such execution, delivery, and performance; and (c) this Amendment constitutes a legal, valid, and binding obligation enforceable against it.

4.    Miscellaneous.    Except to the extent specifically amended by this Amendment, the provisions of the Agreement shall remain unmodified and in full force and effect.

5.    Governing Law. This Amendment shall be governed by and construed in accordance with the laws of the Commonwealth of Massachusetts.

6.    Effective Date. This Amendment shall be effective as of the date first written above.

 

Information Classification: Limited Access

IN WITNESS WHEREOF, the parties hereto execute this Amendment as an instrument under seal by their duly authorized officers by affixing their signatures below.

 

EACH REGISTERED INVESTMENT COMPANY, listed on Schedule B on behalf of itself and its respective series as listed on Schedule B, severally and not jointly
Name:  

                                         

By:   Thomas M. Ward
Its:   Vice President
STATE STREET BANK AND TRUST COMPANY
Name:  

                                         

By:  

 

Its:  

 

 

Information Classification: Limited Access

Schedule B

This Schedule is attached to and made part of the Securities Lending Authorization Agreement, dated the 1st day of December, 2008, as amended to date, between THOSE REGISTERED INVESTMENT COMPANIES listed on SCHEDULE B, on behalf of each Series of such registered investment companies listed on SCHEDULE B, severally and not jointly (each such series, a “Fund” and collectively, the “Funds”) and STATE STREET BANK AND TRUST COMPANY (“State Street”).

VALIC COMPANY I

 

Fund Name

   

Taxpayer ID Number

   

Tax Year-End

   

Amount of

Demand Spread

Asset Allocation Fund    79-0215179    May 31    12 basis points
Blue Chip Growth Fund    76-0658010    May 31    5 basis points
Capital Appreciation Fund       May 31    12 basis points
Capital Conservation Fund    76-0215183    May 31    12 basis points
Core Bond Fund       May 31    12 basis points
Core Equity Fund    76-0431372    May 31    5 basis points
Dividend Value Fund    593824910    May 31    12 basis points
Emerging Economies Fund    59-3824902    May 31    12 basis points
Global Real Estate Fund    61-837251    May 31    12 basis points
Global Strategy Fund    59-3824903    May 31    12 basis points
Government Securities Fund    76-0215184    May 31    12 basis points
Growth Fund    59-3824909    May 31    5 basis points
Health Sciences Fund    760658009    May 31    12 basis points
High Yield Bond Fund       May 31    12 basis points
Inflation Protection Fund    061735893    May 31    12 basis points
International Equities Index Fund    76-0286950    May 31    5 basis points
International Government Bond Fund    760345438    May 31    12 basis points
International Growth Fund    76-0654822    May 31    12 basis points
International Opportunities Fund       May 31    12 basis points

 

Information Classification: Limited Access

International Socially Responsible Fund (formerly, Global Social Awareness Fund)    76-0286860    May 31    5 basis points
International Value Fund (formerly, Foreign Value Fund)    59-3824898    May 31    12 basis points
Large Cap Core Fund    59-3824904    May 31    5 basis points
Large Capital Growth Fund    06-1735895    May 31    5 basis points
Mid Cap Index Fund    76-0215172    May 31    5 basis points
Mid Cap Strategic Growth Fund    06-1735899    May 31    12 basis points
Mid Cap Value Fund       May 31    12 basis points
Nasdaq-100® Index Fund    76-0654814    May 31    5 basis points
Science & Technology Fund    76-0431375    May 31    12 basis points
Small Cap Aggressive Growth Fund    59-3824906    May 31    12 basis points
Small Cap Fund    76-0654823    May 31    12 basis points
Small Cap Growth Fund       May 31    12 basis points
Small Cap Index Fund    76-0360761    May 31    5 basis points
Small Cap Special Values Fund    59-3824910    May 31    12 basis points
Small Cap Value Fund       May 31    12 basis points
Small-Mid Growth Fund    59-3824908    May 31    12 basis points
Stock Index Fund    76-0215164    May 31    5 basis points
Systematic Core Fund (formerly, Growth & Income Fund)    76-0431374    May 31    12 basis points
Systematic Value Fund (formerly, Broad Cap Value Income Fund)    59-3824907    May 31    12 basis points
Value Fund    760700142    May 31    12 basis points
U.S. Socially Responsible Fund       May 31    5 basis points

 

Information Classification: Limited Access

VALIC COMPANY II

 

Capital Appreciation Fund    76-0578476    Aug 31    12 basis points
Core Bond Fund    76-0578451    Aug 31    12 basis points
High Yield Bond Fund    76-0578450    Aug 31    12 basis points
International Opportunities Fund    76-0578474    Aug 31    12 basis points
Large Cap Value Fund    76-0578469    Aug 31    12 basis points
Mid Cap Growth Fund    76-0578475    Aug 31    12 basis points
Mid Cap Value Fund    76-0578471    Aug 31    12 basis points
Small Cap Growth Fund    76-0578467    Aug 31    12 basis points
Small Cap Value Fund    76-0578468    Aug 31    12 basis points
Strategic Bond Fund    76-0578452    Aug 31    12 basis points
U.S. Socially Responsible Fund (formerly, Socially Responsible Fund)    76-0578463    Aug 31    5 basis points

 

Information Classification: Limited Access