0001437749-22-022154.txt : 20220912
0001437749-22-022154.hdr.sgml : 20220912
20220912060941
ACCESSION NUMBER: 0001437749-22-022154
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220908
FILED AS OF DATE: 20220912
DATE AS OF CHANGE: 20220912
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vickers Thomas E
CENTRAL INDEX KEY: 0001558977
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14605
FILM NUMBER: 221237327
MAIL ADDRESS:
STREET 1: 2101 WEST COMMERCIAL BLVD
STREET 2: SUITE 3500
CITY: FORT LAUDERDALE
STATE: FL
ZIP: 33309
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GIGA TRONICS INC
CENTRAL INDEX KEY: 0000719274
STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825]
IRS NUMBER: 942656341
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0326
BUSINESS ADDRESS:
STREET 1: 5990 GLEASON DR
CITY: DUBLIN
STATE: CA
ZIP: 94568
BUSINESS PHONE: 9253294650
MAIL ADDRESS:
STREET 1: 5990 GLEASON DR
CITY: DUBLIN
STATE: CA
ZIP: 94568
4
1
rdgdoc.xml
FORM 4
X0306
4
2022-09-08
0000719274
GIGA TRONICS INC
GIGA
0001558977
Vickers Thomas E
PO BOX 1715
BOCA RATON
FL
33429
1
Series B Convertible Voting Perpetual Preferred Shares
34.65
2022-09-08
4
D
0
317.01
231
D
Common Stock
2113.40
0
D
Series C Convertible Voting Perpetual Preferred Shares
21.90
2022-09-08
4
D
0
118.05
146
D
Common Stock
787
0
D
Series D Convertible Voting Perpetual Preferred Shares
21.45
2022-09-08
4
D
0
176.10
143
D
Common Stock
1174
0
D
Each share of preferred stock is convertible at any time upon request into shares of common stock on a 1:6.67 basis. Such preferred stock has no expiration date.
The Issuer agreed to repurchase all shares of its outstanding preferred stock upon the closing of the transactions contemplated by the Share Exchange Agreement dated as of December 27, 2021 by and among the Issuer, BitNile Holdings, Inc. and Gresham Worldwide, Inc., which closing occurred on September 8, 2022.
/s/ Thomas E. Vickers
2022-09-12