0001209191-13-016411.txt : 20130314 0001209191-13-016411.hdr.sgml : 20130314 20130314092745 ACCESSION NUMBER: 0001209191-13-016411 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130312 FILED AS OF DATE: 20130314 DATE AS OF CHANGE: 20130314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SARKISIAN ALEX CENTRAL INDEX KEY: 0001257421 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09335 FILM NUMBER: 13689260 MAIL ADDRESS: STREET 1: 1310 ELMWOOD CITY: WILMETTE STATE: IL ZIP: 60091 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHAWK INC CENTRAL INDEX KEY: 0000719164 STANDARD INDUSTRIAL CLASSIFICATION: SERVICE INDUSTRIES FOR THE PRINTING TRADE [2790] IRS NUMBER: 660323724 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1695 RIVER ROAD CITY: DES PLAINES STATE: IL ZIP: 60018 BUSINESS PHONE: 8478279494 MAIL ADDRESS: STREET 1: 1695 SOUTH RIVER ROAD CITY: DES PLAINES STATE: IL ZIP: 60018 FORMER COMPANY: FORMER CONFORMED NAME: FILTERTEK INC /DE/ DATE OF NAME CHANGE: 19940812 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-03-12 0 0000719164 SCHAWK INC SGK 0001257421 SARKISIAN ALEX 1695 SOUTH RIVER ROAD DES PLAINES IL 60018 1 1 0 0 Sr.Exec.VP Client Development Restricted Stock Units 2013-03-12 4 A 0 9317 0.00 A 2016-03-12 Class A Common Stock 9317 9317 D Stock Appreciation Right 11.27 2013-03-12 4 A 0 19086 0.00 A 2023-03-12 Class A Common Stock 19086 19086 D Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. Restricted stock units have a three year cliff-vesting provision from the time of grant. Stock-settled stock appreciation rights were granted on March 12, 2013 and vest 33% after one year from date of grant, 66% after two years from the date of grant and are fully vested after three years from the date of grant. /s/ A. Alex Sarkisian by Power of Attorney 2013-03-14