0001209191-13-012279.txt : 20130228 0001209191-13-012279.hdr.sgml : 20130228 20130228101112 ACCESSION NUMBER: 0001209191-13-012279 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130227 FILED AS OF DATE: 20130228 DATE AS OF CHANGE: 20130228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHAWK DAVID A CENTRAL INDEX KEY: 0001257422 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09335 FILM NUMBER: 13649586 MAIL ADDRESS: STREET 1: 674 SKYE LANE CITY: BARRINGTON STATE: IL ZIP: 60010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHAWK INC CENTRAL INDEX KEY: 0000719164 STANDARD INDUSTRIAL CLASSIFICATION: SERVICE INDUSTRIES FOR THE PRINTING TRADE [2790] IRS NUMBER: 660323724 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1695 RIVER ROAD CITY: DES PLAINES STATE: IL ZIP: 60018 BUSINESS PHONE: 8478279494 MAIL ADDRESS: STREET 1: 1695 SOUTH RIVER ROAD CITY: DES PLAINES STATE: IL ZIP: 60018 FORMER COMPANY: FORMER CONFORMED NAME: FILTERTEK INC /DE/ DATE OF NAME CHANGE: 19940812 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-02-27 0 0000719164 SCHAWK INC SGK 0001257422 SCHAWK DAVID A 1695 SOUTH RIVER ROAD DES PLAINES IL 60018 1 1 0 0 CEO Common Stock 2013-02-27 4 M 0 5149 9.22 A 97621 D Common Stock 2013-02-27 4 S 0 5149 11.199 D 92472 D Common Stock 1179927 I As Trustee Common Stock 475 I As Custodian Stock Option 9.22 2013-02-27 4 M 0 5149 0.00 D 2013-02-27 Class A Common Stock 6200 0 D Sale reported on this Form 4 made pursuant to a previously adopted Rule 10b5-1 trading plan. This reflects the weighted average price for the shares, which were sold in multiple transactions at prices that ranged from $11.04 to $11.48. Upon request of the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price. This report does not reflect shares held by a tax exempt section 501(c)(3) charitable trust for which the reporting person serves as trustee as the reporting person holds no pecuniary interest in the shares owned by the charitable trust. Options were granted on February 27, 2003 and vest 33% after one year from date of grant, 66% after two years from the date of grant and are fully vested after three years from the date of grant. /s/ A. Alex Sarkisian by Power of Attorney 2013-02-28