0001209191-12-046976.txt : 20121001
0001209191-12-046976.hdr.sgml : 20121001
20121001101323
ACCESSION NUMBER: 0001209191-12-046976
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120928
FILED AS OF DATE: 20121001
DATE AS OF CHANGE: 20121001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHAWK DAVID A
CENTRAL INDEX KEY: 0001257422
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09335
FILM NUMBER: 121118591
MAIL ADDRESS:
STREET 1: 674 SKYE LANE
CITY: BARRINGTON
STATE: IL
ZIP: 60010
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHAWK INC
CENTRAL INDEX KEY: 0000719164
STANDARD INDUSTRIAL CLASSIFICATION: SERVICE INDUSTRIES FOR THE PRINTING TRADE [2790]
IRS NUMBER: 660323724
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1695 RIVER ROAD
CITY: DES PLAINES
STATE: IL
ZIP: 60018
BUSINESS PHONE: 8478279494
MAIL ADDRESS:
STREET 1: 1695 SOUTH RIVER ROAD
CITY: DES PLAINES
STATE: IL
ZIP: 60018
FORMER COMPANY:
FORMER CONFORMED NAME: FILTERTEK INC /DE/
DATE OF NAME CHANGE: 19940812
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2012-09-28
0
0000719164
SCHAWK INC
SGK
0001257422
SCHAWK DAVID A
1695 SOUTH RIVER ROAD
DES PLAINES
IL
60018
1
1
0
0
CEO
Common Stock
2012-09-28
4
M
0
700
9.22
A
121914
D
Common Stock
2012-09-28
4
S
0
700
13.06
D
121214
D
Common Stock
1198057
I
As Trustee
Common Stock
475
I
As Custodian
Stock Option
9.22
2012-09-28
4
M
0
700
0.00
D
2013-02-27
Class A Common Stock
700
77721
D
Sale reported on this Form 4 made pursuant to a previously adopted Rule 10b5-1 trading plan.
This reflects the weighted average price for the shares, which were sold in multiple transactions at prices that ranged from $13.00 to $13.40. Upon request of the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
This report does not reflect shares held by a tax exempt section 501(c)(3) charitable trust for which the reporting person serves as trustee as the reporting person holds no pecuniary interest in the shares owned by the charitable trust.
Options were granted on February 27, 2003 and vest 33% after one year from date of grant, 66% after two years from the date of grant and are fully vested after three years from the date of grant.
/s/ A. Alex Sarkisian by Power of Attorney
2012-10-01