-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FsCz12RAmNE5I3SLZQ0YSjc1YUQI+JTpFL/t+Ld8pGJr9WI8zsXdVak/VBoIhbxm R2PAHy1uPR2OxgstgNNR6w== 0001209191-10-038051.txt : 20100712 0001209191-10-038051.hdr.sgml : 20100712 20100712101053 ACCESSION NUMBER: 0001209191-10-038051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100708 FILED AS OF DATE: 20100712 DATE AS OF CHANGE: 20100712 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHAWK DAVID A CENTRAL INDEX KEY: 0001257422 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09335 FILM NUMBER: 10947371 MAIL ADDRESS: STREET 1: 674 SKYE LANE CITY: BARRINGTON STATE: IL ZIP: 60010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHAWK INC CENTRAL INDEX KEY: 0000719164 STANDARD INDUSTRIAL CLASSIFICATION: SERVICE INDUSTRIES FOR THE PRINTING TRADE [2790] IRS NUMBER: 362545354 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1695 RIVER ROAD CITY: DES PLAINES STATE: IL ZIP: 60018 BUSINESS PHONE: 8478279494 MAIL ADDRESS: STREET 1: P O BOX 310 STREET 2: P O BOX 310 CITY: HEBRON STATE: IL ZIP: 60034 FORMER COMPANY: FORMER CONFORMED NAME: FILTERTEK INC /DE/ DATE OF NAME CHANGE: 19940812 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-07-08 0 0000719164 SCHAWK INC SGK 0001257422 SCHAWK DAVID A 1695 RIVER ROAD DES PLAINES IL 60018 1 1 0 0 CEO Common Stock 108491 D Common Stock 2010-07-08 4 M 0 17344 8.90 A 1287197 I As Trustee Common Stock 2010-07-08 4 S 0 17344 15.0043 D 1269853 I As Trustee Common Stock 2010-07-09 4 M 0 2656 8.90 A 1272509 I As Trustee Common Stock 2010-07-09 4 S 0 2656 15.0786 D 1269853 I As Trustee Common Stock 475 I As Custodian Stock Option 8.90 2010-07-08 4 M 0 17344 0.00 D 2011-02-27 Class A Common Stock 17344 62656 D Stock Option 8.90 2010-07-09 4 M 0 2656 0.00 D 2011-02-27 Class A Common Stock 2656 60000 D This report does not reflect shares held by a tax exempt section 501(c)(3) charitable trust for which the reporting person serves as trustee as the reporting person holds no pecuniary interest in the shares owned by the charitable trust. Sale reported on this Form 4 made pursuant to a previously adopted Rule 10b5-1 trading plan. This reflects the weighted average price for the shares, which were sold in multiple transactions at prices that ranged from $15.00 to $15.04. Upon request of the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price. This reflects the weighted average price for the shares, which were sold in multiple transactions at prices that ranged from $15.00 to $15.29. Upon request of the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price. Options were granted on February 27, 2001 and vest 33% on date of grant, 66% after one year from the date of grant and are fully vested after two years from the date of grant. /s/ A. Alex Sarkisian by Power of Attorney 2010-07-12 -----END PRIVACY-ENHANCED MESSAGE-----