-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UZdxR1Zx4p2QKvh0mBvTedsB0soMQ8/wtnCQY8sJ7yarEpMBbN3nPTLawYbGfEp1 TAq9yUZyZ/zDxMVB5cLoAw== 0000904454-05-000115.txt : 20050210 0000904454-05-000115.hdr.sgml : 20050210 20050210205505 ACCESSION NUMBER: 0000904454-05-000115 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050131 FILED AS OF DATE: 20050210 DATE AS OF CHANGE: 20050210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHAWK INC CENTRAL INDEX KEY: 0000719164 STANDARD INDUSTRIAL CLASSIFICATION: SERVICE INDUSTRIES FOR THE PRINTING TRADE [2790] IRS NUMBER: 362545354 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1695 RIVER ROAD CITY: DES PLAINES STATE: IL ZIP: 60018 BUSINESS PHONE: 8478279494 MAIL ADDRESS: STREET 1: P O BOX 310 STREET 2: P O BOX 310 CITY: HEBRON STATE: IL ZIP: 60034 FORMER COMPANY: FORMER CONFORMED NAME: FILTERTEK INC /DE/ DATE OF NAME CHANGE: 19940812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOCO INVESTORS IV LP CENTRAL INDEX KEY: 0001168143 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09335 FILM NUMBER: 05594872 BUSINESS ADDRESS: STREET 1: 111 RADIO CIRCLE CITY: MT KISCO STATE: NY ZIP: 10549 BUSINESS PHONE: 9142417430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOHLBERG PARTNERS INVESTORS IV LP CENTRAL INDEX KEY: 0001138473 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09335 FILM NUMBER: 05594873 BUSINESS ADDRESS: STREET 1: 111 RADIO CIRCLE CITY: MT KISCO STATE: NY ZIP: 10549 BUSINESS PHONE: 9142417430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOHLBERG OFFSHORE INVESTORS IV LP CENTRAL INDEX KEY: 0001242859 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09335 FILM NUMBER: 05594874 BUSINESS ADDRESS: STREET 1: KOHLBERG & CO STREET 2: 111 RADIO CIRCLE CITY: MT KISCO STATE: NY ZIP: 10549 BUSINESS PHONE: 9142422308 MAIL ADDRESS: STREET 1: KOHLBERG & CO STREET 2: 111 RADIO CIRCLE CITY: MT KISCO STATE: NY ZIP: 10549 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOHLBERG TE INVESTORS IV LP CENTRAL INDEX KEY: 0001132663 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09335 FILM NUMBER: 05594875 BUSINESS ADDRESS: STREET 1: 111 RADIO CIRCLE CITY: MT KISCO STATE: NY ZIP: 10549 BUSINESS PHONE: 9142417430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOHLBERG INVESTORS IV LP CENTRAL INDEX KEY: 0001132666 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09335 FILM NUMBER: 05594876 BUSINESS ADDRESS: STREET 1: 111 RADIO CIRCLE CITY: MT KISCO STATE: NY ZIP: 10549 BUSINESS PHONE: 9142417430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOHLBERG MANAGEMENT IV LLC CENTRAL INDEX KEY: 0001242851 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09335 FILM NUMBER: 05594877 BUSINESS ADDRESS: STREET 1: KOHLBERG & CO STREET 2: 111 RADIO CIRCLE CITY: MT KISCO STATE: NY ZIP: 10549 BUSINESS PHONE: 9142422308 MAIL ADDRESS: STREET 1: KOHLBERG & CO STREET 2: 111 RADIO CIRCLE CITY: MT KISCO STATE: NY ZIP: 10549 3 1 edgar.xml PRIMARY DOCUMENT X0202 3 2005-01-31 0 0000719164 SCHAWK INC SGK 0001242851 KOHLBERG MANAGEMENT IV LLC C/O KOHLBERG & COMPANY, L.L.C. 111 RADIO CIRCLE MOUNT KISCO NY 10549 0 0 1 0 0001132666 KOHLBERG INVESTORS IV LP C/O KOHLBERG & COMPANY, L.L.C. 111 RADIO CIRCLE MOUNT KISCO NY 10549 0 0 1 0 0001132663 KOHLBERG TE INVESTORS IV LP C/O KOHLBERG & COMPANY, L.L.C. 111 RADIO CIRCLE MOUNT KISCO NY 10549 0 0 1 0 0001242859 KOHLBERG OFFSHORE INVESTORS IV LP C/O KOHLBERG & COMPANY, L.L.C. 111 RADIO CIRCLE MOUNT KISCO NY 10549 0 0 1 0 0001138473 KOHLBERG PARTNERS INVESTORS IV LP C/O KOHLBERG & COMPANY, L.L.C. 111 RADIO CIRCLE MOUNT KISCO NY 10549 0 0 1 0 0001168143 KOCO INVESTORS IV LP C/O KOHLBERG & COMPANY, L.L.C. 111 RADIO CIRCLE MOUNT KISCO NY 10549 0 0 1 0 Class A Common Stock 3044020 I As General Partner Kohlberg Management IV, L.L.C. is the sole general partner of Kohlberg Investors IV, L.P., Kohlberg TE Investors IV, L.P., Kohlberg Offshore Investors IV, L.P., Kohlberg Partners IV, L.P. and KOCO Investors IV, L.P. and thus may be deemed to share voting and dispositive power with respect to the 992,022 shares held by Kohlberg Investors IV, L.P., the 1,191,341 shares held by Kohlberg TE Investors IV, L.P., the 90,743 shares held by Kohlberg Offshore Investors IV, L.P., the 750,037 shares held by Kohlberg Partners IV, L.P. and the 19,877 held by KOCO Investors IV, L.P. Kohlberg Management IV, L.L.C. disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. Christopher Lacovara, as Vice President of Kohlberg Management IV, L.L.C., as General Partner of Kohlberg Investors IV, L.P., Kohlberg TE Investors IV, L.P., Kohlberg Offshore Investors IV, L.P., Kohlberg Partners IV, L.P. and KOCO Investors IV, L.P. 2005-02-10 -----END PRIVACY-ENHANCED MESSAGE-----