0001209191-23-000858.txt : 20230104 0001209191-23-000858.hdr.sgml : 20230104 20230104160849 ACCESSION NUMBER: 0001209191-23-000858 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221230 FILED AS OF DATE: 20230104 DATE AS OF CHANGE: 20230104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Francese James E CENTRAL INDEX KEY: 0001571478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11634 FILM NUMBER: 23506386 MAIL ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAAR SURGICAL CO CENTRAL INDEX KEY: 0000718937 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 953797439 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 BUSINESS PHONE: 6263037902 MAIL ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 FORMER COMPANY: FORMER CONFORMED NAME: STAAR SURGICAL COMPANY DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-12-30 0 0000718937 STAAR SURGICAL CO STAA 0001571478 Francese James E 25651 ATLANTIC OCEAN DRIVE LAKE FOREST CA 92630 0 1 0 0 Sr. VP, Comm. Ops., NA, APAC Common Stock Options 48.54 2022-12-30 4 M 0 19139 0.00 A 2023-12-30 2032-12-29 Common Stock 19139 19139 D The options granted become exercisable as follows: 1/3 on 12/30/2023 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 12/30/2025. /s/ Samuel Gesten as attorney-in-fact for James Francese 2023-01-04