0001209191-22-051533.txt : 20220929 0001209191-22-051533.hdr.sgml : 20220929 20220929162717 ACCESSION NUMBER: 0001209191-22-051533 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220927 FILED AS OF DATE: 20220929 DATE AS OF CHANGE: 20220929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Francese James E CENTRAL INDEX KEY: 0001571478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11634 FILM NUMBER: 221280905 MAIL ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAAR SURGICAL CO CENTRAL INDEX KEY: 0000718937 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 953797439 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 BUSINESS PHONE: 6263037902 MAIL ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 FORMER COMPANY: FORMER CONFORMED NAME: STAAR SURGICAL COMPANY DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-09-27 0 0000718937 STAAR SURGICAL CO STAA 0001571478 Francese James E 25651 ATLANTIC OCEAN DRIVE LAKE FOREST CA 92630 0 1 0 0 Sr. VP, Comm. Ops., NA, APAC Common Stock 2022-09-27 4 S 0 6667 75.00 D 50591 D Common Stock 2022-09-27 4 S 0 15683 75.00 D 34908 D Common Stock 2022-09-27 4 M 0 13075 7.52 A 47983 D Common Stock 2022-09-27 4 S 0 13075 75.00 D 34908 D Common Stock Options 7.52 2022-09-27 4 M 0 13075 0.00 D 2017-03-18 2026-03-17 Common Stock 13075 0 D This Form 4 reflects the sale by Mr. Francese of Common Stock of the Company pursuant to a pre-established Rule 10b5-1 plan. /s/ Samuel Gesten as attorney-in-fact for James Francese 2022-09-29