0001209191-22-031137.txt : 20220520 0001209191-22-031137.hdr.sgml : 20220520 20220520183028 ACCESSION NUMBER: 0001209191-22-031137 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220518 FILED AS OF DATE: 20220520 DATE AS OF CHANGE: 20220520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mason Caren L CENTRAL INDEX KEY: 0001301366 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11634 FILM NUMBER: 22949133 MAIL ADDRESS: STREET 1: 2523 PARK RIDGE DRIVE CITY: ESCONDIDO STATE: CA ZIP: 92025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAAR SURGICAL CO CENTRAL INDEX KEY: 0000718937 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 953797439 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 BUSINESS PHONE: 6263037902 MAIL ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 FORMER COMPANY: FORMER CONFORMED NAME: STAAR SURGICAL COMPANY DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-05-18 0 0000718937 STAAR SURGICAL CO STAA 0001301366 Mason Caren L 25651 ATLANTIC OCEAN DRIVE LAKE FOREST CA 92630 1 1 0 0 President & CEO Common Stock 2022-05-18 4 M 0 35000 9.30 A 118645 D Common Stock 2022-05-18 4 S 0 35000 56.46 D 83645 D Common Stock 2022-05-19 4 M 0 35000 9.30 A 118645 D Common Stock 2022-05-19 4 S 0 35000 57.49 D 83645 D Common Stock 2022-05-20 4 M 0 35000 9.30 A 118645 D Common Stock 2022-05-20 4 S 0 35000 58.48 D 83645 D Common Stock Options 9.30 2022-05-18 4 M 0 35000 0.00 A 2018-03-21 2027-03-20 Common Stock 35000 165000 D Common Stock Options 9.30 2022-05-19 4 M 0 35000 0.00 A 2018-03-21 2027-03-20 Common Stock 35000 130000 D Common Stock Options 9.30 2022-05-20 4 M 0 35000 0.00 A 2018-03-21 2027-03-20 Common Stock 35000 95000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.43 to $57.97. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.89 to $58.15. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.16 to $60.62. This Form 4 reflects sales by Ms. Mason of Common Stock of the Company pursuant to instructions contained in a pre-established Rule 10b5-1 plan. /s/ Samuel Gesten as attorney-in-fact for Caren Mason 2022-05-20