0001209191-20-033978.txt : 20200603 0001209191-20-033978.hdr.sgml : 20200603 20200603161811 ACCESSION NUMBER: 0001209191-20-033978 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200601 FILED AS OF DATE: 20200603 DATE AS OF CHANGE: 20200603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kliman Gilbert H CENTRAL INDEX KEY: 0001293171 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11634 FILM NUMBER: 20940216 MAIL ADDRESS: STREET 1: C/O INTERWEST PARTNERS STREET 2: 2710 SAND HILL ROAD, SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAAR SURGICAL CO CENTRAL INDEX KEY: 0000718937 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 953797439 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 BUSINESS PHONE: 6263037902 MAIL ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 FORMER COMPANY: FORMER CONFORMED NAME: STAAR SURGICAL COMPANY DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-01 0 0000718937 STAAR SURGICAL CO STAA 0001293171 Kliman Gilbert H 25651 ATLANTIC OCEAN DRIVE LAKE FOREST CA 92630 1 0 0 0 Common Stock 2020-06-01 4 A 0 464 0.00 A 464 D The restrictions on the 464 restricted shares of common stock lapse on July 30, 2020, the expected date of the Corporation's 2020 Annual Meeting, subject to Dr. Kliman's continued service through that date. Effective June 1, 2020, the Board of Directors appointed Dr. Kliman to serve as a member of the Board and granted him, as a non-employee director, 464 restricted shares of common stock, which represents a pro-rated amount of the standard director equity compensation for a director serving during the 2019-2020 term. /s/ Samuel Gesten as attorney-in-fact for Gilbert Kliman. 2020-06-03