X0206 3 2016-06-24 0 0000718937 STAAR SURGICAL CO STAA 0001678691 Holliday Keith 1911 WALKER AVENUE MONROVIA CA 91016 0 1 0 0 V.P., Research & Development Common Stock 35041 D Common Stock Options 7.20 2016-02-11 2025-08-18 Common Stock 25000 D Common Stock Options 7.52 2017-03-18 2026-03-17 Common Stock 25000 D Includes award of 12,500 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/18/17, 1/3 of the RSUs on 3/18/18, and the remaining 1/3 of the RSUs on 3/18/19. The "new hire" options granted on August 19, 2015 vested and became exercisable effective February 11, 2016, when the level of ownership of the Company's outstanding common stock by an investor reached a level that constituted a "Change in Control" under the Company's 2003 Amended and Restated Omnibus Equity Incentive Plan. The options granted on March 18, 2016 become exercisable as follows: 1/3 on 3/18/2017 and 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. /s/ Samuel Gesten as attorney-in-fact for Keith Holliday 2016-07-01