0001181431-15-005647.txt : 20150407 0001181431-15-005647.hdr.sgml : 20150407 20150407164825 ACCESSION NUMBER: 0001181431-15-005647 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150406 FILED AS OF DATE: 20150407 DATE AS OF CHANGE: 20150407 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAAR SURGICAL CO CENTRAL INDEX KEY: 0000718937 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 953797439 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 BUSINESS PHONE: 6263037902 MAIL ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 FORMER COMPANY: FORMER CONFORMED NAME: STAAR SURGICAL COMPANY DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gesten Samuel J CENTRAL INDEX KEY: 0001496615 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11634 FILM NUMBER: 15757207 MAIL ADDRESS: STREET 1: 1911 WALKER AVENUE CITY: MONROVIA STATE: CA ZIP: 91016 4 1 rrd424179.xml S GESTEN 'SELL TO COVER' PER RULE 10B5-1 PLAN X0306 4 2015-04-06 0 0000718937 STAAR SURGICAL CO STAA 0001496615 Gesten Samuel J 1911 WALKER AVENUE MONROVIA CA 91016 0 1 0 0 VP, General Counsel Common Stock 2015-04-06 4 S 0 3223 7.1407 D 22485 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.140 to $7.145 inclusive. Includes 7,500 Performance Accelerated Restricted Shares of Common Stock (PARS), subject to forfeiture rights, which lapse on March 4, 2016. Also includes 5,500 Restricted Shares of Common Stock (RSU), subject to forfeiture rights, which lapse as to half of the shares (2750 shares) on March 7, 2016 and lapse as to the other half of the shares (2750 shares) on March 7, 2017. This Form 4 reflects the sale by Mr. Gesten of currently held Common Stock of the Company pursuant to 'sell to cover' instructions contained in a pre-established Rule 10b5-1 plan. Samuel J. Gesten 2015-04-07