0001181431-13-058284.txt : 20131112 0001181431-13-058284.hdr.sgml : 20131111 20131112163224 ACCESSION NUMBER: 0001181431-13-058284 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131108 FILED AS OF DATE: 20131112 DATE AS OF CHANGE: 20131112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAAR SURGICAL CO CENTRAL INDEX KEY: 0000718937 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 953797439 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 BUSINESS PHONE: 6263037902 MAIL ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 FORMER COMPANY: FORMER CONFORMED NAME: STAAR SURGICAL COMPANY DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hughes Robin CENTRAL INDEX KEY: 0001406086 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11634 FILM NUMBER: 131210591 MAIL ADDRESS: STREET 1: 1911 WALKER AVENUE CITY: MONROVIA STATE: CA ZIP: 91016 4 1 rrd395157.xml R HUGHES STOCK SALE X0306 4 2013-11-08 0 0000718937 STAAR SURGICAL CO STAA 0001406086 Hughes Robin 1911 WALKER AVE MONROVIA CA 91016 0 1 0 0 Vice President, R&D Common Stock 2013-11-08 4 S 0 177 13.00 D 78323 D Common Stock 2013-11-11 4 S 0 770 13.00 D 77553 D Includes 22,500 Performance Accelerated Restricted Shares of Common Stock (PARS), subject to forfeiture rights, which lapse as to 7,500 of the PARS on March 15, 2014, March 2, 2015, and March 4, 2016, respectively, but subject to accelerated lapse of the forfeiture rights as to 1/3 of the shares each year pursuant to achievement of certain performance criteria. This Form 4 reflects the sale by Mr. Hughes of currently held Common Stock of the Company. /s/Samuel Gesten as Attorney-in-Fact for Robin Hughes 2013-11-12