EX-99.77O RULE 10F-3 2 item77o_jan2014.htm RULE 10F-3 item77o.htm - Generated by SEC Publisher for SEC Filing  

 

Dreyfus Intermediate Municipal Bond Fund, Inc.

 

On June 13, 2013, Dreyfus Intermediate Municipal Bond Fund, Inc. (the "Fund"), purchased 4,400 units of Future Tax Secured Tax-Exempt Subordinate Bonds, Fiscal 2013 Series I issued by the New York City Transitional Finance Authority (CUSIP # 64971Q5U3) (the "Bonds") at a purchase price of $113.488 per Bond including a commission of 0.500% per Bond.  The Bonds were purchased from Loop Capital Markets LLC, a member of the underwriting syndicate of which BNY Mellon Capital Markets, LLC, an affiliate of the Fund's investment adviser, was also a member.  BNY Mellon Capital Markets, LLC received no benefit in connection with the transaction.  The following is a list of the syndicate's members

 

Barclays Capital

BNY Mellon Capital Markets, LLC

BofA Merrill Lynch

Citigroup

Estrada Hinojosa & Company, Inc.

Fidelity Capital Markets

Goldman, Sachs & Co.

J.P. Morgan

Jefferies

Loop Capital Markets LLC

Morgan Stanley

M.R. Beal & Company

Oppenheimer & Co., Inc.

Prager & Co., LLC

Ramirez & Co., Inc.

RBC Capital Markets

Raymond James

Rice Financial Products Company

Roosevelt & Cross Incorporated

Siebert Brandford Shank & Co., L.L.C.

Southwest Securities, Inc.

Sterne Agee & Leach, Inc.

Stifel, Nicolaus & Company, Incorporated

The Williams Capital Group, LP

U.S. Bancorp

Wells Fargo Securities

 

Accompanying this statement are materials presented to the Board of Directors for the Fund, which ratified the purchase in compliance with the Fund's Rule 10f-3 Procedures at a Board meeting held on November 4-5, 2013. These materials include additional information about the terms of the transaction.