EX-99.77O RULE 10F-3 3 item77o.htm ITEM 77O item77o.htm - Generated by SEC Publisher for SEC Filing  

 

Dreyfus Intermediate Municipal Bond Fund, Inc.

 

On March 14, 2013, Dreyfus Intermediate Municipal Bond Fund, Inc. (the "Fund"), purchased 2,500 units of State Personal Income Tax Revenue Bonds issued by the New York State Urban Development Corporation (CUSIP # 650035ZH4) (the "Bonds") at a purchase price of $122.249 per Bond including a commission of 0.375% per Bond.  The Bonds were purchased from 800 Wells Fargo, a member of the underwriting syndicate of which BNY Mellon Capital Markets, LLC, an affiliate of the Fund's investment adviser, was also a member.  BNY Mellon Capital Markets, LLC received no benefit in connection with the transaction.  The following is a list of the syndicate's members

 

Barclays

Blaylock Robert Van, LLC

BNY Mellon Capital Markets, LLC

BofA Merrill Lynch

Castle Oak Securities, L.P.

Citigroup

Fidelity Capital Markets Services

Goldman, Sachs & Co.

J.P. Morgan

Janney Montgomery Scott

Jefferies

KeyBanc Capital Markets, Inc.

Lebenthal & Co.

Loop Capital Markets

M&T Securities, Inc.

Mesirow Financial, Inc.

Morgan Stanley

M R Beal & Company

Oppenheimer & Co., Inc.

Piper Jaffray & Co.

Prager & Co., LLC

Ramirez & Co., Inc.

RBC Capital Markets

Raymond James

Rice Financial Products Company

Roosevelt & Cross, Incorporated

Siebert Brandford Shank & Co., LLC

Southwest Securities, Inc.

Sterne Agee & Leach, Inc.

Stifel, Nicolaus & Company, Incorporated

The Williams Capital Group, L.P.

TD Securities (USA) LLC

US Bancorp

Wells Fargo Securities

 

 

 


 
 

 

Accompanying this statement are materials presented to the Board of Directors for the Fund, which ratified the purchase in compliance with the Fund's Rule 10f-3 Procedures at a Board meeting held on April 29, 2013. These materials include additional information about the terms of the transaction.







 


 
 

 

Dreyfus Intermediate Municipal Bond Fund, Inc.

 

On October 3, 2012, Dreyfus Intermediate Municipal Bond Fund, Inc. (the "Fund"), purchased 5,000 units of Unemployment Compensation Revenue Bonds Series 2012B issued by the Pennsylvania Economic Development Financing Authority (CUSIP # 70869VAX2) (the "Bonds") at a purchase price of $118.498 per Bond including a commission of 0.350% per Bond.  The Bonds were purchased from Bank of America, a member of the underwriting syndicate of which BNY Mellon Capital Markets, LLC, an affiliate of the Fund's investment adviser, was also a member.  BNY Mellon Capital Markets, LLC received no benefit in connection with the transaction.  The following is a list of the syndicate's members

 

Baird

Barclays

BNY Mellon Capital Markets, LLC

Boenning & Scattergood

BofA Merrill Lynch

Citigroup

Drexel Hamilton LLC

Goldman, Sachs & Co.

J.P. Morgan Securities LLC

Janney Montgomery Scott

Loop Capital Markets

M&T Securities, Inc.

Morgan Keegan

Morgan Stanley

Piper Jaffray & Co.

PNC Capital Markets, LLC

Ramirez & Co., Inc.

Raymond James

RBC Capital Markets

Siebert Brandford Shank & Co., LLC

TD Securities (USA) LLC

US Bancorp

Wells Fargo Securities

 

Accompanying this statement are materials presented to the Board of Directors for the Fund, which ratified the purchase in compliance with the Fund's Rule 10f-3 Procedures at a Board meeting held on February 11, 2013. These materials include additional information about the terms of the transaction.