FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
FOOTHILL INDEPENDENT BANCORP [ FOOT ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 01/31/2006 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 01/31/2006 | F(1) | 18,878 | D | $25.73 | 18,565 | I | Family Trust | ||
Common Stock | 01/31/2006 | M(1) | 6,394(2) | A | $7.6(2) | 24,959 | I | Family Trust | ||
Common Stock | 01/31/2006 | M(1) | 7,944(2) | A | $9.99(2) | 32,903 | I | Family Trust | ||
Common Stock | 01/31/2006 | M(1) | 39(2) | A | $9.46(2) | 32,942 | I | Family Trust | ||
Common Stock | 01/31/2006 | M(1) | 79(2) | A | $8.78(2) | 33,021 | I | Family Trust | ||
Common Stock | 01/31/2006 | M(1) | 119(2) | A | $7.48(2) | 33,140 | I | Family Trust | ||
Common Stock | 01/31/2006 | M(1) | 3,176(2) | A | $8.06(2) | 36,316 | I | Family Trust | ||
Common Stock | 01/31/2006 | M(1) | 11,917(2) | A | $8.06(2) | 48,233 | I | Family Trust | ||
Common Stock | 01/31/2006 | M(1) | 13,625(2) | A | $12.4(2) | 61,858 | I | Family Trust | ||
Common Stock | 01/31/2006 | M(1) | 4,736(2) | A | $13.76(2) | 66,594 | I | Family Trust |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $7.6(2) | 01/31/2006 | M | 6,394(2) | 09/12/1997(3) | 09/11/2007 | Common Stock | 6,394 | $0 | 0 | D | ||||
Employee Stock Option (right to buy) | $9.99(2) | 01/31/2006 | M | 7,944(2) | 07/08/1998(4) | 07/07/2008 | Common Stock | 7,944 | $0 | 0 | D | ||||
Employee Stock Option (right to buy) | $9.46(2) | 01/31/2006 | M | 39(2) | 03/31/1999 | 03/30/2009 | Common Stock | 39 | $0 | 0 | D | ||||
Employee Stock Option (right to buy) | $8.78(2) | 01/31/2006 | M | 79(2) | 06/30/1999 | 06/29/2009 | Common Stock | 79 | $0 | 0 | D | ||||
Employee Stock Option (right to buy) | $7.48(2) | 01/31/2006 | M | 119(2) | 09/30/1999 | 09/29/2009 | Common Stock | 119 | $0 | 0 | D | ||||
Employee Stock Option (right to buy) | $8.06(2) | 01/31/2006 | M | 3,176(2) | 04/17/2001(5) | 04/16/2011 | Common Stock | 3,176 | $0 | 0 | D | ||||
Employee Stock Option (right to buy) | $8.06(2) | 01/31/2006 | M | 11,917(2) | 04/17/2001(5) | 04/16/2011 | Common Stock | 11,917 | $0 | 0 | D | ||||
Employee Stock Option (right to buy) | $12.4(2) | 01/31/2006 | M | 13,625(2) | 01/23/2003(6) | 01/22/2013 | Common Stock | 13,625 | $0 | 0 | D | ||||
Employee Stock Option (right to buy) | $13.76(2) | 01/31/2006 | M | 4,736(2) | 01/01/2005(7) | 05/26/2013 | Common Stock | 4,736 | $0 | 0 | D |
Explanation of Responses: |
1. As indicated, 6394, 7944, 39, 79, 119, 3176, 11917, 13625, and 4736 shares, respectively, were acquired on exercise of incentive stock options and the exercise price of those options was paid by surrender to the Issuer of a total of 18,878 already owned shares to for cancellation. |
2. The exercise price of the option and the share figure has been adjusted for Issuer stock dividends issued after the grant of the option, including a stock dividend that was issued in May 2005 |
3. The option vested in 4 equal annual installments beginning on September 12, 1997. |
4. The option vested in 4 equal annual installments beginning on July 8, 1998. |
5. The option vested in 4 equal annual installments beginning on April 17, 2001. |
6. The option vested in 3 annual installments beginning January 23, 2003 with subsequent vesting date of January 1, 2004 and January 1, 2005. |
7. The option vests in 3 installments beginning January 1, 2005 with subsequent vesting dates of May 27, 2005 and May 27, 2006. There are 2,076 shares remaining under this option which will vest on May 27, 2006. |
Remarks: |
/c/Casey J. Cecala III | 02/02/2006 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |