EX-99.77O RULE 10F-3 9 q77o7_10f3transactions.htm TRANSACTIONS FILE

FORM NSAR

Q77O Transactions effected pursuant to Rule 10F3

Fidelity California Municipal Trust

 

Fund

Fidelity California Short-Intermediate Tax-Free Bond Fund

Trade Date

10/19/12

Settle Date

10/30/12

Security Name

CA ST PUB WKS SR H 5% 4/1/21

CUSIP

13068LBB0

Price

119.207

Transaction Value

$ 1,192,070.00

Class Size

$199,225,000

% of Offering

0.502%

Underwriter Purchased From

Loop Capital Markets

Underwriting Members: (1)

Loop Capital Markets

Underwriting Members: (2)

Stone & Youngberg, a Division of Stifel Nicolaus

Underwriting Members: (3)

Alamo Capital

Underwriting Members: (4)

BNY Mellon Capital Markets, LLC

Underwriting Members: (5)

Backstrom McCarley Berry & Co., LLC

Underwriting Members: (6)

Cabrera Captial Markets, LLC

Underwriting Members: (7)

City National Securities, Inc.

Underwriting Members: (8)

Edward D. Jones & Co., LP

Underwriting Members: (9)

Fidelity Capital Markets

Underwriting Members: (10)

Greencoast Capital Partners LLC

Underwriting Members: (11)

J.P. Morgan

Underwriting Members: (12)

Mesirow Financial, Inc.

Underwriting Members: (13)

Morgan Stanley

Underwriting Members: (14)

O'Connor & Company Securities

Underwriting Members: (15)

Oppenheimer & Co. Inc.

Underwriting Members: (16)

RBC Capital Markets

Underwriting Members: (17)

SL Hare Capital

Underwriting Members: (18)

Wells Fargo Securities