0001352027-21-000019.txt : 20210303
0001352027-21-000019.hdr.sgml : 20210303
20210303190302
ACCESSION NUMBER: 0001352027-21-000019
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210301
FILED AS OF DATE: 20210303
DATE AS OF CHANGE: 20210303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOTICK ROBERT A
CENTRAL INDEX KEY: 0001091423
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15839
FILM NUMBER: 21711490
MAIL ADDRESS:
STREET 1: 3100 OCEAN PARK BLVD
CITY: SANTA MONICA
STATE: CA
ZIP: 90405
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Activision Blizzard, Inc.
CENTRAL INDEX KEY: 0000718877
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 954803544
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3100 OCEAN PARK BLVD
CITY: SANTA MONICA
STATE: CA
ZIP: 90405
BUSINESS PHONE: 3102552000
MAIL ADDRESS:
STREET 1: 3100 OCEAN PARK BLVD
CITY: SANTA MONICA
STATE: CA
ZIP: 90405
FORMER COMPANY:
FORMER CONFORMED NAME: ACTIVISION INC /NY
DATE OF NAME CHANGE: 19930114
FORMER COMPANY:
FORMER CONFORMED NAME: MEDIAGENIC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ACTIVISION INC
DATE OF NAME CHANGE: 19880829
4
1
wf-form4_161481613516282.xml
FORM 4
X0306
4
2021-03-01
0
0000718877
Activision Blizzard, Inc.
ATVI
0001091423
KOTICK ROBERT A
C/O ACTIVISION BLIZZARD, INC.
3100 OCEAN PARK BOULEVARD
SANTA MONICA
CA
90405
1
1
0
0
Chief Executive Officer
Common Stock, par value $0.000001 per share
2021-03-01
4
A
0
904636
0
A
5210526
D
Common Stock, par value $0.000001 per share
2021-03-01
4
F
0
595364
98.72
D
4615162
D
Common Stock, par value $0.000001 per share
2021-03-01
4
A
0
430804
0
A
5045966
D
Common Stock, par value $0.000001 per share
2021-03-01
4
F
0
283523
98.72
D
4773567
D
Common Stock, par value $0.000001 per share
1
I
By ASAC II LLC
Common Stock, par value $0.000001 per share
4800
I
By UTMAs for the benefit of minor children
Common Stock, par value $0.000001 per share
36918
I
By GRATs
Common Stock, par value $0.000001 per share
2
I
By Delmonte Investments, LLC
On March 1, 2021, the performance conditions for the four-year performance period from 1/1/17 through 12/31/20 underlying these performance stock unit awards were achieved at the maximum level. The aggregate number of shares reported represents the number of shares earned above the target shares previously reported on the Form 4 reports filed on 09/11/20 and 01/05/21. Pursuant to the terms of the award agreements, the Company withheld an aggregate of 878,887 of the shares otherwise earned in order to satisfy the resulting tax withholding obligations. As a result, for the four-year performance period 1/1/17 through 12/31/20, the reporting person received a net of 456,553 shares of the Company's common stock after the satisfaction of the tax withholding obligations.
Following the transactions reported on this Form 4, the reporting person held 3,155,773 shares of the Company's common stock. The reporting person also held 1,617,794 performance-vesting restricted stock units, each representing the right to receive shares of the Company's common stock. The number of performance-vesting restricted stock units assumes, as previously disclosed, maximum performance for grants prior to 9/9/20 and assumes target performance for any awards thereafter. Includes 11,124 shares received in a distribution of shares of the Company's common stock by the reporting person's grantor retained annuity trusts for estate planning purposes for the benefit of the reporting person's children, of which the reporting person is the trustee, on March 1, 2021.
The reporting person and Brian G. Kelly are the managers of ASAC II LLC. The reporting person disclaims beneficial ownership of the Company's common stock held by ASAC II LLC except to the extent of his pecuniary interest therein.
The reporting person disclaims beneficial ownership of the Company's common stock held by these UTMAs except to the extent of his pecuniary interest therein.
These shares are held by grantor retained annuity trusts for the benefit of the reporting person's children, of which the reporting person is the trustee. Reflects the distribution of 11,124 shares of the Company's common stock from the reporting person's grantor retained annuity trusts for estate planning purposes to the reporting person on March 1, 2021.
Reflects shares of the Company's common stock indirectly beneficially owned through Delmonte Investments, LLC, of which the reporting person is a member and manager.
/s/ Robert A. Kotick
2021-03-03