-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CAh02HsQDaN8yp+9416U3WFSQjAzz3VPop0+1rNQ062IwkHul85jHrL8A8gsx3vt 1KX8P7Pq91A0pZzK4UFgeA== 0000910643-99-000116.txt : 19990723 0000910643-99-000116.hdr.sgml : 19990723 ACCESSION NUMBER: 0000910643-99-000116 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990601 FILED AS OF DATE: 19990722 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ACTIVISION INC /NY CENTRAL INDEX KEY: 0000718877 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942606438 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-12699 FILM NUMBER: 99668436 BUSINESS ADDRESS: STREET 1: 3100 OCEAN PARK BLVD STREET 2: STE 1000 CITY: SANTA MONICA STATE: CA ZIP: 90405 BUSINESS PHONE: 3102552000 MAIL ADDRESS: STREET 1: 11601 WILSHIRE BLVD 3RD FL STREET 2: STE 1000 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER COMPANY: FORMER CONFORMED NAME: MEDIAGENIC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ACTIVISION INC DATE OF NAME CHANGE: 19880829 COMPANY DATA: COMPANY CONFORMED NAME: STEELE RICHARD A CENTRAL INDEX KEY: 0001091433 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] OFFICER STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 3100 OCEAN PARK BLVD STREET 2: STE 1000 CITY: SANTA MONICA STATE: CA ZIP: 90405 BUSINESS PHONE: 3102552000 MAIL ADDRESS: STREET 1: 3100 OCEAN PARK BLVD CITY: SANTA MONICA STATE: CA ZIP: 90405 3 1 FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person* Steele Richard Andrew - ------------------------------------------- (Last) (First) (Middle) CentreSoft Ltd. Units 4&5 Holford Way - ------------------------------------------- (Street) Birmingham, Holford United Kingdom B6 7AX - ------------------------------------------- (City) (State) (Zip) 2. Date of Event Re- quiring Statement (Month/Day/Year) 6/1/99 3. IRS or Social Se- curity Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Activision, Inc. (ATVI) 5. Relationship of Reporting Person to Issuer (Check all applicable) _____ Director _____ 10% Owner X Officer (give _____ Other (specify ----- title below) below) Executive Vice President - Distribution 6. If Amendment, Date of Original (Month/Day/Year)
Table 1 - Non-Derivative Securities Beneficially Owned 2. Amount of Securities 3. Ownership Form: Direct 4. Nature of Indirect 1. Title of Security Beneficially Owned (D) or Indirect (I) Beneficial Ownership (Instr. 4) (Instr. 4) (Instr. 5) (Instr. 5) Common Stock, par value $.000001 per share 220,774 D(1) Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative 2. Date Exercisable and 3. Title and Amount of 5. Ownership Security (Instr. 4) Expiration Date Securities Underlying Form of Deri- - ----------------------- (Month/Day/Year) Derivative Security vative Sec- 6. Nature of ____________________ (Instr. 4) 4. Conversion or urity: Dir- Indirect ------------------------ Exercise Price ect (D) or In Beneficial Date Exer- Expiration Amount or Number of Derivative direct (I) Ownership cisable Date Title of Shares Security (Instr. 5) (Instr. 5) ---------- ---------- ------- ---------------- --------------- -------------- ------------ Employee Stock Options 11/24/98(2) 5/29/08 Common 50,000 $10.00 D Stock Employee Stock Options 6/14/99 4/30/09 Common 57,432 $10.25 D Stock Explanation of Responses (1) Joint ownership with spouse. (2) The option vests in five equal annual installments beginning on November 24, 1998. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. /s/ Richard A. Steele July 20, 1999 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). --------------------------- ------------- **Signature of Reporting Person Date Richard A. Steele Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure. Page 2 (Print or Type Responses)
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