-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KoSPdhN7F0SlzQJwdb4zg2gJX0B8EK9RkqtLgUjk8f/GPpDG00tBBSeRDx0BrbkV KikdAdUf9SJxcNovAZGHfQ== /in/edgar/work/20000907/0000910643-00-000124/0000910643-00-000124.txt : 20000922 0000910643-00-000124.hdr.sgml : 20000922 ACCESSION NUMBER: 0000910643-00-000124 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000831 FILED AS OF DATE: 20000907 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ACTIVISION INC /NY CENTRAL INDEX KEY: 0000718877 STANDARD INDUSTRIAL CLASSIFICATION: [7372 ] IRS NUMBER: 942606438 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-15839 FILM NUMBER: 718300 BUSINESS ADDRESS: STREET 1: 3100 OCEAN PARK BLVD STREET 2: STE 1000 CITY: SANTA MONICA STATE: CA ZIP: 90405 BUSINESS PHONE: 3102552000 MAIL ADDRESS: STREET 1: 11601 WILSHIRE BLVD 3RD FL STREET 2: STE 1000 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER COMPANY: FORMER CONFORMED NAME: MEDIAGENIC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ACTIVISION INC DATE OF NAME CHANGE: 19880829 COMPANY DATA: COMPANY CONFORMED NAME: STEELE RICHARD A CENTRAL INDEX KEY: 0001091433 STANDARD INDUSTRIAL CLASSIFICATION: [7372 ]OFFICER STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 3100 OCEAN PARK BLVD STREET 2: STE 1000 CITY: SANTA MONICA STATE: CA ZIP: 90405 BUSINESS PHONE: 3102552000 MAIL ADDRESS: STREET 1: 3100 OCEAN PARK BLVD CITY: SANTA MONICA STATE: CA ZIP: 90405 4 1 0001.txt
FORM 4 [ ] Check this box if no longer U.S. SECURITIES AND EXCHANGE COMMISSION subject to Section 16. Form Washington, D.C. 20549 4 or Form 5 obligations may continue. See Instruction 1(b). STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to Issuer (Check all applicable) Steele Richard Andrew Activision, Inc. (ATVI) ___ Director ___ 10% Owner __________________________________________ _____________________________________________ _X_ Officer (give ___ Other (Specify (Last) (First) (Middle) 3. IRS or Social 4. Statement for title below) below) c/o CentreSoft Ltd. Security Number of Month/Year Units 4 & 5 Reporting Person Executive Vice President - Holford Way (Voluntary) August 2000 Distribution ____________________________________________ ___________________________________________________________ (Street) 5. If Amendment, Date of 7. Individual or Joint/Group Filing Original (Month/Year) (Check Applicable Line) Holford Birmingham, United Kingdom B6 7AX _X_ Form Filed by One Reporting Person __________________________________________ ___ Form Filed by More Than One (City) (State) (Zip) Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 5. Amount of 3. Trans- 4. Securities Acquired (A) Securities 2. Trans- action or Disposed of (D) Beneficially 6. Ownership action Code (Instr. 3, 4 and 5) Owned at Form: 7. Nature of Date (Instr. --------------------------- End of Direct(D) Indirect (Month/ 8) (A) Month or Beneficial 1. Title of Security Day/ Amount or Price (Instr. Indirect(I) Ownership (Instr.3) Year) (D) 3 and 4) (Instr. 4) (Instr. 4) - ----------------------------- --------- ---------- -------- --- -------- ------------ ------------- ------------ Common Stock, par value $.000001 per share ("Common Stock") 8/14/00 M 15,000 A $ 6.00 Common Stock 8/14/00 S 15,000 D $12.00 Common Stock 8/31/00 M 9,813 A $ 6.00 Common Stock 8/31/00 S 9,813 D $13.9375 175,774 D(1) * If this form is filed by more than one Reporting Person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 2. Conver- 5. Number of Deriv- 6. Date Exercisable sion or 3. Trans- 4. Trans- ative Securities and Expiration Date Exercise action action Acquired (A) or (Month/Day/Year) Price of Date Code Disposed of (D) ----------------------- Deriv- (Month/ (Instr. 8) (Instr. 3, 4, and 5) Date 1. Title of Derivative Security ative Day/ ----- ---- ----------------------- Exercis- Expiration (Instr. 3) Security Year) Code V (A) (D) able Date - ---------------------------------- ----------- ---------- ------------ ----------- ----------- ---------- ---------- Employee Stock Options $ 6.00 8/14/00 M 15,000 4/18/04(2) 4/18/10 Employee Stock Options $ 6.00 8/31/00 M 9,813 4/18/04(2) 4/18/10 Employee Stock Options $ 6.00 4/18/00 A V 37,500 10/1/00(3) 4/18/10 9. Number of 10. Ownership Derivative Form of Securities Derivative 7. Title and Amount of Underlying Benefi- Security: Securities (Instr. 3 and 4) cially Direct 11. Nature of --------------------------------- 8. Price of Owned (D) or Indirect Amount or Derivative at End Indirect Beneficial 1. Title of Derivative Title Number of Security of Month (I) Ownership Security (Instr. 3) Shares (Instr. 5) (Instr. 4) (Instr. 4) (Instr. 4) - ---------------------- -------------------- --------- ------------- ------------- -------------- -------------- Employee Stock Options Common Stock 15,000 Employee Stock Options Common Stock 9,813 Employee Stock Options Common Stock 37,500 117,500 D Explanation of Responses (1) Joint ownership with spouse. (2) Options vest on the fourth anniversary of date of grant except that if at any time from April 18, 2000 through March 31, 2001, the closing price of a share of common stock equals or exceeds $9.50 per share for five consecutive trading days, the options will vest on the day immediately following such five consecutive trading day period. (3) The options vest in four equal installments on each of October 1, 2000; April 1, 2001; October 1, 2001; and April 1, 2002. /s/ Richard Andrew Steele 9/7/00 **Intentional misstatements or omissions of facts constitute ------------------------------- ---------- Federal Criminal Violations. See 18 U.S.C. 1001 and **Signature of Reporting Person Date 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2 SEC 1474 (8-92)
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