0001209191-20-052425.txt : 20200930
0001209191-20-052425.hdr.sgml : 20200930
20200930142356
ACCESSION NUMBER: 0001209191-20-052425
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200928
FILED AS OF DATE: 20200930
DATE AS OF CHANGE: 20200930
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CROATTI CYNTHIA
CENTRAL INDEX KEY: 0001260756
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08504
FILM NUMBER: 201211928
MAIL ADDRESS:
STREET 1: 68 JONSPIN ROAD
CITY: WILMINGTON
STATE: DC
ZIP: 01887
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIFIRST CORP
CENTRAL INDEX KEY: 0000717954
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200]
IRS NUMBER: 042103460
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0829
BUSINESS ADDRESS:
STREET 1: 68 JONSPIN RD
CITY: WILMINGTON
STATE: MA
ZIP: 01887
BUSINESS PHONE: (978) 658-8888
MAIL ADDRESS:
STREET 1: 68 JONSPIN ROAD
CITY: WILMINGTON
STATE: MA
ZIP: 01887
FORMER COMPANY:
FORMER CONFORMED NAME: INTERSTATE UNIFORM SERVICES CORP/MA
DATE OF NAME CHANGE: 19840410
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-09-28
0
0000717954
UNIFIRST CORP
UNF
0001260756
CROATTI CYNTHIA
C/O UNIFIRST CORP
68 JONSPIN ROAD
WILMINGTON
MA
01887
1
1
1
0
Executive VP and Treasurer
Common Stock
2020-09-28
4
M
0
4000
106.99
A
8057
D
Common Stock
2020-09-28
4
D
0
2791
187.1637
D
5266
D
Common Stock
2020-09-28
4
S
0
1200
187.1637
D
4066
D
Common Stock
2020-09-30
4
S
0
9
191.35
D
4057
D
Common Stock
68534
I
By LLC
Stock Appreciation Right
106.99
2020-09-28
4
M
0
4000
0.00
D
2019-10-27
2024-10-27
Common stock ($0.10 par value)
4000
4000
D
Class B Common Stock
Common stock ($0.10 par value)
146779
146779
I
By Trust
Class B Common Stock
Common stock ($0.10 par value)
1688694
1688694
I
By Partnership
Represents shares sold pursuant to a Rule 10b5-1 sales plan.
Consists of 1,332 restricted stock units that vest 100% on December 20, 2022, 1,551 restricted stock units that vest 100% on October 22, 2023 and 1,174 restricted stock units that vest 60% on October 29, 2022, an additional 20% on October 29, 2023 and the remaining 20% on October 29, 2024.
Cynthia Croatti is the manager of Trilogy Investment Partners LLC, which as of the date of filing this report, directly owns the reported securities. Cynthia Croatti disclaims beneficial ownership of these reported securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that she is the beneficial owner of the securities for purposes of Section 16 or any other purpose.
Each share of Class B Common Stock is convertible at any time by the holder into one share of Common Stock. Each share of Class B Common Stock automatically converts into one share of Common Stock upon transfer to a recipient that is not a permitted transferee or upon termination of the Class B Common Stock, in each case in accordance with the terms of the charter of UniFirst Corporation.
Each of the aforementioned reporting persons disclaims beneficial ownership of these reported securities, except to the extent of his, her or its pecuniary interest therein, if any, and this report shall not be deemed an admission that such persons are the beneficial owners of these securities for purposes of Section 16 or any other purpose.
Includes 4,374 shares owned directly by The Marie Croatti QTIP Trust. Cynthia Croatti is trustee of The Marie Croatti QTIP Trust. Cynthia Croatti disclaims beneficial ownership of these reported securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that she is the beneficial owner of these securities for purposes of Section 16 or any other purpose.
Cynthia Croatti is a trustee of The Samuel E. Brown Gallo Trust - 1989 and The Nicholas C. Brown Gallo Trust - 1989, which as of the date of filing this report, each directly owns a portion of an aggregate of 48,000 shares of Class B Common Stock. Cynthia Croatti disclaims beneficial ownership of these reported securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that she is the beneficial owner of the securities for purposes of Section 16 or any other purpose.
. Includes 94,405 shares owned by trusts of which Cynthia Croatti is a trustee but not a beneficiary. Cynthia Croatti disclaims beneficial ownership of these reported securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that she is the beneficial owner of the securities for purposes of Section 16 or any other purpose.
Includes 672,775 shares owned directly by The Queue Limited Partnership and 199 shares owned directly by Queue Management Associates, Inc. Queue Management Associates, Inc. is the general partner of The Queue Limited Partnership. The Ronald D. Croatti Trust 1993 (of which Carol Croatti and Matthew Croatti are the trustees and Carol Croatti is the beneficiary), Cynthia Croatti and Cecilia Levenstein are the sole shareholders of Queue Management Associates, Inc., and Carol Croatti, Cynthia Croatti and Cecelia Levenstein are the directors of Queue Management Associates, Inc.
Cynthia Croatti and Cecelia Levenstein are trustees, co-trustees and in some cases beneficiaries, and in some cases their children are beneficiaries, of various trusts which hold limited partnership interests in The Queue Limited Partnership. Ronald D. Croatti's children are beneficiaries of certain trusts which hold limited partnership interests in The Queue Limited Partnership. Certain of the trusts which hold limited partnership interests in The Queue Limited Partnership also own certain shares directly.
Includes 1,015,717 shares owned directly by The Red Cat Limited Partnership and 3 shares owned directly by Red Cat Management Associates, Inc. Red Cat Management Associates, Inc. is the general partner of The Red Cat Limited Partnership. The Ronald D. Croatti Trust - 1993 and Cynthia Croatti are the sole shareholders of Red Cat Management Associates, Inc. and Carol Croatti and Cynthia Croatti are the directors of Red Cat Management Associates, Inc. Cynthia Croatti and Cecelia Levenstein are trustees, co-trustees and in the case of Cynthia Croatti a beneficiary of certain trusts which hold limited partnership interests in The Red Cat Limited Partnership. Ronald D. Croatti's children are beneficiaries of a trust which holds a limited partnership interest in The Red Cat Limited Partnership. Certain of the trusts which hold limited partnership interests in The Red Cat Limited Partnership also own certain shares directly.
/s/ David Whitman, Attorney-in-Fact
2020-09-30