0001209191-19-059003.txt : 20191204 0001209191-19-059003.hdr.sgml : 20191204 20191204144619 ACCESSION NUMBER: 0001209191-19-059003 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191029 FILED AS OF DATE: 20191204 DATE AS OF CHANGE: 20191204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Croatti Michael A CENTRAL INDEX KEY: 0001656304 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-08504 FILM NUMBER: 191268016 MAIL ADDRESS: STREET 1: C/O UNIFIRST CORPORATION STREET 2: 68 JONSPIN ROAD CITY: WILMINGTON STATE: MA ZIP: 01887 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIFIRST CORP CENTRAL INDEX KEY: 0000717954 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 042103460 STATE OF INCORPORATION: MA FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 68 JONSPIN RD CITY: WILMINGTON STATE: MA ZIP: 01887 BUSINESS PHONE: (978) 658-8888 MAIL ADDRESS: STREET 1: 68 JONSPIN ROAD CITY: WILMINGTON STATE: MA ZIP: 01887 FORMER COMPANY: FORMER CONFORMED NAME: INTERSTATE UNIFORM SERVICES CORP/MA DATE OF NAME CHANGE: 19840410 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2019-10-29 2019-10-30 0 0000717954 UNIFIRST CORP UNF 0001656304 Croatti Michael A C/O UNIFIRST CORP 68 JONSPIN ROAD WILMINGTON MA 01887 0 1 0 0 Senior VP of Operations Common Stock 2019-10-29 4 A 0 969 0.00 A 3953 D Class B Common Stock 48292 D Common Stock 810 I By 401(k) Plan Class B Common Stock 4000 I By Sons Stock Appreciation Right( 201.24 2019-10-29 4 A 0 1377 0.00 A 2029-10-29 Common stock/$0.10 par value 1377 1377 D Represents restricted stock units granted under the UniFirst Corporation Amended and Restated 2010 Stock Option and Incentive Plan (the "2010 Plan"). Such restricted stock units vest 60% on the third anniversary of the grant date, 20% on the fourth anniversary of the grant date and 20% on the fifth anniversary of the grant date. Consists of 1,044 restricted stock units that vest 100% on December 20, 2022, 1,231 restricted stock units that vest 100% on October 22, 2023 and 969 restricted stock units that vest 60% on October 29, 2022, an additional 20% on October 29, 2023 and the remaining 20% on October 29, 2024 and 709 shares of Common Stock owned by the reporting person. Represents shares owned by Michael Croatti's children. Michael Croatti disclaims beneficial ownership of these reported securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of these securities for purposes of Section 16 or any other purpose. This stock appreciation right, which was granted under the 2010 Plan, becomes 60% vested and exercisable on the third anniversary of the grant date (10/29/2022), an additional 20% vested and exercisable on the fourth anniversary of the grant date (10/29/2023) and an additional 20% vested and exercisable on the fifth anniversary of the grant date (10/29/2024). This stock appreciation right must be settled in stock at the time of exercise. On October 30, 2019, the reporting person filed a Form 4 to report the grant of certain restricted stock units and a stock appreciation right (the "Form 4"). The Form 4 inadvertently reported incorrect vesting terms with respect to the restricted stock units and the stock appreciation right and an incorrect number of shares of Common Stock subject to the stock appreciation right. This Form 4/A is being filed to correct the vesting terms of the restricted stock units and stock appreciation right and to report the correct number of shares of Common Stock subject to the stock appreciation right. /s/ David Whitman, Attorney-in-Fact 2019-12-04