<SEC-DOCUMENT>9999999997-17-005299-index.html : 20170405 <SEC-HEADER>9999999997-17-005299.hdr.sgml : 20170405 <ACCEPTANCE-DATETIME>20170405131036 <PAPER> ACCESSION NUMBER: 9999999997-17-005299 CONFORMED SUBMISSION TYPE: X-17A-5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170404 DATE AS OF CHANGE: 20170405 EFFECTIVENESS DATE: 20170404 <PERIOD-START>20160101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. CENTRAL INDEX KEY: 0000717799 IRS NUMBER: 421029773 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: X-17A-5 SEC ACT: 1934 Act SEC FILE NUMBER: 008-29426 FILM NUMBER: 17016835 BUSINESS ADDRESS: STREET 1: 4201 42ND STREET NE STREET 2: SUITE 100 CITY: CEDAR RAPIDS STATE: IA ZIP: 52402 BUSINESS PHONE: 319-447-5700 MAIL ADDRESS: STREET 1: P. O. BOX 11340 CITY: CEDAR RAPIDS STATE: IA ZIP: 52410-1340 FORMER COMPANY: FORMER CONFORMED NAME: BERTHEL FISHER & CO FINANCIAL SERVICES INC DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: FISHER BERTHEL & CO FINANCIAL SERVICES INC DATE OF NAME CHANGE: 19950117 FORMER COMPANY: FORMER CONFORMED NAME: BERTHEL FISHER & CO FINANCIAL SERVICES INC /BD DATE OF NAME CHANGE: 19940708 </SEC-HEADER> <DOCUMENT> <TYPE>X-17A-5 <SEQUENCE>1 <FILENAME>9999999997-17-005299.paper <DESCRIPTION>AUTO-GENERATED PAPER DOCUMENT <TEXT> Document 1 - file: 9999999997-17-005299.paper
</DOCUMENT> </SEC-DOCUMENT>