0000717538-14-000049.txt : 20140429 0000717538-14-000049.hdr.sgml : 20140429 20140429133711 ACCESSION NUMBER: 0000717538-14-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140428 FILED AS OF DATE: 20140429 DATE AS OF CHANGE: 20140429 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARROW FINANCIAL CORP CENTRAL INDEX KEY: 0000717538 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 222448962 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 250 GLEN ST CITY: GLENS FALLS STATE: NY ZIP: 12801 BUSINESS PHONE: 5184154299 MAIL ADDRESS: STREET 1: 250 GLEN STREET CITY: GLENS FALLS STATE: NY ZIP: 12801 FORMER COMPANY: FORMER CONFORMED NAME: ARROW BANK CORP DATE OF NAME CHANGE: 19900710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOY THOMAS L CENTRAL INDEX KEY: 0001184486 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12507 FILM NUMBER: 14792922 MAIL ADDRESS: STREET 1: ARROW FINANCIAL CORPORATION STREET 2: 250 GLEN STREET CITY: GLENS FALLS STATE: NY ZIP: 12801 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-04-28 0 0000717538 ARROW FINANCIAL CORP AROW 0001184486 HOY THOMAS L ARROW FINANCIAL CORPORATION 250 GLEN STREET GLENS FALLS NY 12801 1 0 0 1 Chairman Common Stock 2014-04-28 4 P 0 1000 25.49 A 167322 D Common Stock 2014-04-28 4 J 0 0 0 A 4996 I By Wife w/Broker Common Stock 2014-04-28 4 J 0 0 0 A 2509 I Wife's IRA Common Stock 2014-04-28 4 J 0 0 0 A 3412 I Irrec. Trust Following the reported transactions, total direct holdings include: 66,789 shares held in a qualified retirement plans (IRA); 97,771 shares held in a custody account; 2,761 shares acquired under 401k account; and 1 share held in DRIP and ESPP accounts. Amount of securities beneficially owned following reported transaction. Thomas J. Murphy, Attorney in Fact 2014-04-29