0000717538-12-000126.txt : 20121212 0000717538-12-000126.hdr.sgml : 20121212 20121212130616 ACCESSION NUMBER: 0000717538-12-000126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121210 FILED AS OF DATE: 20121212 DATE AS OF CHANGE: 20121212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DeMarco David S. CENTRAL INDEX KEY: 0001463249 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12507 FILM NUMBER: 121258497 MAIL ADDRESS: STREET 1: 18 CHIPPEWA CIRCLE CITY: QUEENSBURY STATE: NY ZIP: 12804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARROW FINANCIAL CORP CENTRAL INDEX KEY: 0000717538 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 222448962 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 250 GLEN ST CITY: GLENS FALLS STATE: NY ZIP: 12801 BUSINESS PHONE: 5187451000X299 MAIL ADDRESS: STREET 1: 250 GLEN STREET CITY: GLENS FALLS STATE: NY ZIP: 12801 FORMER COMPANY: FORMER CONFORMED NAME: ARROW BANK CORP DATE OF NAME CHANGE: 19900710 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-12-10 0 0000717538 ARROW FINANCIAL CORP AROW 0001463249 DeMarco David S. 18 CHIPPEWA CIRCLE QUEENSBURY NY 12804 0 1 0 0 SVP Common Stcok 2012-12-10 4 M 0 2351 21.63 A 16342 D Common Stock 2012-12-12 4 S 0 2351 24.75 D 13991 D Employee Stock Option (Right to Buy) 21.63 2012-12-10 4 M 0 2351 0 D 2006-12-18 2012-12-18 Common Stock 2351 0 D The information provided reflects 21 shares acquired under the Company's ESPP since the last Form 4 was filed for the insider on Oct. 24, 2012. None of these transactions were required to be reported on a Form 4 and this information is being furnished to disclose the holdings of the insider as of the date of this Form 4. The sale price of the shares sold was 24.75. Amount of securities beneficially owned following reported transaction. Thomas J. Murphy, Attorney in Fact 2012-12-12