EX-99.77O RULE 10F-3 7 variablestrattenfthree.txt VARIABLE STRATEGIST 10F - 3 Morgan Stanley Variable Investment Series - Strategist Portfolio Item 77O- Transactions effected pursuant to Rule 10f-3 Securities Purchased: General Electric Capital Corp. 3.100% due 1/9/2023 Purchase/Trade Date: 1/3/2013 Offering Price of Shares: $99.812 Total Amount of Offering: $2,000,000,000 Amount Purchased by Fund: $70,000 Percentage of Offering Purchased by Fund: 0.004 Percentage of Fund's Total Assets: 0.22 Brokers: Barclays Capital Inc., Citigroup Global Markets Inc., Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Blaylock Robert Van, LLC, CastleOak Securities, L.P., Lebenthal & Co., LLC, Mischler Financial Group, Inc., Samuel A. Ramirez & Company, Inc., The Williams Capital Group, L.P. Purchased from: Merrill Lynch Firm Commitment Underwriting: YES Issuer has over three years of continuous operations*: YES Percent of offering purchased by Fund and all other accounts advised by the adviser is less than 25%: YES The underwriting commission, spread and profit is reasonable and fair compared to the underwritings of similar securities: YES Muni issuers must also have an investment grade rating from at least one NRSRO; or if less than three years of continuous operations, must have one of the three highest rating categories from at least one NRSRO Securities Purchased: Conagra Foods Inc. 3.200% due 1/25/2023 Purchase/Trade Date: 1/15/2013 Offering Price of Shares: $99.754 Total Amount of Offering: $1,225,000,000 Amount Purchased by Fund: $25,000 Percentage of Offering Purchased by Fund: 0.002 Percentage of Fund's Total Assets: 0.08 Brokers: RBS, Bof A Merrill Lynch, JP Morgan, US Bancorp, Wells Fargo Securities, BNP Paribas, Mitsubishi UFJ Securities, Mizuho Securities Purchased from: Merrill Lynch Firm Commitment Underwriting: YES Issuer has over three years of continuous operations*: YES Percent of offering purchased by Fund and all other accounts advised by the adviser is less than 25%: YES The underwriting commission, spread and profit is reasonable and fair compared to the underwritings of similar securities: YES * Muni issuers must also have an investment grade rating from at least one NRSRO; or if less than three years of continuous operations, must have one of the three highest rating categories from at least one NRSRO. Securities Purchased: Zoetis Inc. 3.250% due 2/1/2023 Purchase/Trade Date: 1/16/2013 Offering Price of Shares: $99.890 Total Amount of Offering: $1,350,000,000 Amount Purchased by Fund: $6000 Percentage of Offering Purchased by Fund: 0.004 Percentage of Fund's Total Assets: 0.19 Brokers: JP Morgan, BofA Merrill Lynch, Morgan Stanley, Barclays, HSBC, Loop Capital Markets, RBC Capital Markets, The Williams Capital Group, L.P., UBS Investment Bank, Lebenthal Capital Markets, Piper Jaffray, Ramirez & Co., Inc. Purchased from: Barclays Capital Firm Commitment Underwriting: YES Issuer has over three years of continuous operations*: YES Percent of offering purchased by Fund and all other accounts advised by the adviser is less than 25%: YES The underwriting commission, spread and profit is reasonable and fair compared to the underwritings of similar securities: YES * Muni issuers must also have an investment grade rating from at least one NRSRO; or if less than three years of continuous operations, must have one of the three highest rating categories from at least one NRSRO. Securities Purchased: Wells Fargo & Co. 3.450% due 2/13/2023 Purchase/Trade Date: 2/6/2013 Offering Price of Shares: $99.941 Total Amount of Offering: $2,000,000,000 Amount Purchased by Fund: $40,000 Percentage of Offering Purchased by Fund: 0.002 Percentage of Fund's Total Assets: 0.13 Brokers: Wells Fargo Securities, LLC, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., JP Morgan Securities LLC, Morgan Stanley & Co. LLC, Barclays Capital Inc., BB&T Capital Markets, Capital One Southcoast Inc., CastleOak Securities, LP, CIBC World Markets Corp., Comerica Securities, Inc., Deutsche Bank Securities, HSBC Securities (USA) Inc., Loop Capital Markets LLC, Merrill Lynch, Pierce, Fenner & Smith, National Bank of Canada Financial Inc., RBC Capital Markets, LLC, Samuel A. Ramirez & Company, Inc., Santander Investment Securities Inc., TD Securities (USA) LLC, UBS Securities LLC, The Williams Capital Group LP. Purchased from: Wells Fargo Firm Commitment Underwriting: YES Issuer has over three years of continuous operations*: YES Percent of offering purchased by Fund and all other accounts advised by the adviser is less than 25%: YES The underwriting commission, spread and profit is reasonable and fair compared to the underwritings of similar securities: YES * Muni issuers must also have an investment grade rating from at least one NRSRO; or if less than three years of continuous operations, must have one of the three highest rating categories from at least one NRSRO. Securities Purchased: Arrow Electronics, Inc. 4.500% due 3/1/2023 Purchase/Trade Date: 2/12/2013 Offering Price of Shares: $99.202 Total Amount of Offering: $300,000,000 Amount Purchased by Fund: $20,000 Percentage of Offering Purchased by Fund: 0.007 Percentage of Fund's Total Assets: 0.06 Brokers: BofA Merrill Lynch, JP Morgan, Goldman, Sachs & Co., BNP Paribas, Wells Fargo Securities, HSBC, Mitsubishi UFJ Securities, Mizuho Securities, RBS, Scotiabank Purchased from: JP Morgan Firm Commitment Underwriting: YES Issuer has over three years of continuous operations*: YES Percent of offering purchased by Fund and all other accounts advised by the adviser is less than 25%: YES The underwriting commission, spread and profit is reasonable and fair compared to the underwritings of similar securities: YES * Muni issuers must also have an investment grade rating from at least one NRSRO; or if less than three years of continuous operations, must have one of the three highest rating categories from at least one NRSRO. Securities Purchased: Cardinal Health Inc. 3.200% due 3/15/2023 Purchase/Trade Date: 2/19/2013 Offering Price of Shares: $99.793 Total Amount of Offering: $550,000,000 Amount Purchased by Fund: $15,000 Percentage of Offering Purchased by Fund: 0.003 Percentage of Fund's Total Assets: 0.05 Brokers: Merrill Lynch, Deutsche Bank Securities, UBS Investment Bank, Barclays, Morgan Stanley, HSBC, Mitsubishi UFJ Securities, Wells Fargo Purchased from: Merrill Lynch Firm Commitment Underwriting: YES Issuer has over three years of continuous operations*: YES Percent of offering purchased by Fund and all other accounts advised by the adviser is less than 25%: YES The underwriting commission, spread and profit is reasonable and fair compared to the underwritings of similar securities: YES * Muni issuers must also have an investment grade rating from at least one NRSRO; or if less than three years of continuous operations, must have one of the three highest rating categories from at least one NRSRO. Securities Purchased: Freeport-McMoRan Copper & Gold Inc. 2.375% due 3/15/2018 Purchase/Trade Date: 2/28/2013 Offering Price of Shares: $99.990 Total Amount of Offering: $1,500,000,000 Amount Purchased by Fund: $40,000 Percentage of Offering Purchased by Fund: 0.003 Percentage of Fund's Total Assets: 0.13 Brokers: JP Morgan Securities, Merrill Lynch, Pierce, Fenner & Smith Incorporated, BNP Paribas Securities Corp., Citigroup Global Markets Inc., HSBC Securities (USA), Inc., Mizuho Securities USA Inc., Scotia Capital (USA) Inc, SMBC Nikko Capital Markets Limited, BMO Capital Markets Corp., CIBC World Markets Corp., RBC Capital Markets, LLC, Santander Investment Securities Inc., Standard Chartered Bank, TD Securities (USA) LLC, US Bancorp Investments, Inc. Purchased from: Merrill Lynch Firm Commitment Underwriting: YES Issuer has over three years of continuous operations*: YES Percent of offering purchased by Fund and all other accounts advised by the adviser is less than 25%: YES The underwriting commission, spread and profit is reasonable and fair compared to the underwritings of similar securities: YES * Muni issuers must also have an investment grade rating from at least one NRSRO; or if less than three years of continuous operations, must have one of the three highest rating categories from at least one NRSRO. Securities Purchased: McKesson Corporation 2.850% due 3/15/2023 Purchase/Trade Date: 3/5/2013 Offering Price of Shares: $99.878 Total Amount of Offering: $400,000,000 Amount Purchased by Fund: $15,000 Percentage of Offering Purchased by Fund: 0.004 Percentage of Fund's Total Assets: 0.05 Brokers: BofA Merrill Lynch, JP Morgan, Mitsubishi UFJ Securities, Scotiabank, Fifth Third, PNC Capital Markets LLC, Rabo Securities, Wells Fargo Securities, HSBC, Lloyds Securities, TD Securities, US Bancorp Purchased from: JP Morgan Firm Commitment Underwriting: YES Issuer has over three years of continuous operations*: YES Percent of offering purchased by Fund and all other accounts advised by the adviser is less than 25%: YES The underwriting commission, spread and profit is reasonable and fair compared to the underwritings of similar securities: YES * Muni issuers must also have an investment grade rating from at least one NRSRO; or if less than three years of continuous operations, must have one of the three highest rating categories from at least one NRSRO. Securities Purchased: Allergan Inc. 2.800% due 3/15/2023 Purchase/Trade Date: 3/7/2013 Offering Price of Shares: $99.714 Total Amount of Offering: $350,000,000 Amount Purchased by Fund: $20000 Percentage of Offering Purchased by Fund: 0.006 Percentage of Fund's Total Assets: 0.07 Brokers: Goldman, Sachs & Co., BofA Merrill Lynch, Citigroup, JP Morgan, Morgan Stanley, Wells Fargo Securities Purchased from: Goldman Sachs Firm Commitment Underwriting: YES Issuer has over three years of continuous operations*: YES Percent of offering purchased by Fund and all other accounts advised by the adviser is less than 25%: YES The underwriting commission, spread and profit is reasonable and fair compared to the underwritings of similar securities: YES * Muni issuers must also have an investment grade rating from at least one NRSRO; or if less than three years of continuous operations, must have one of the three highest rating categories from at least one NRSRO. Securities Purchased: Discovery Communications LLC 3.250% due 4/1/2023 Purchase/Trade Date: 3/12/2013 Offering Price of Shares: $99.838 Total Amount of Offering: $350,000,000 Amount Purchased by Fund: $25,000 Percentage of Offering Purchased by Fund: 0.007 Percentage of Fund's Total Assets: 0.08 Brokers: JP Morgan, BofA Merrill Lynch, Credit Suisse, Citigroup, RBS, BNP Paribas, Morgan Stanley, RBC Capital Markets, Scotiabank, Credit Agricole CIB, Goldman, Sachs & Co., SunTrust Robinson Humphrey, Wells Fargo Securities Purchased from: JP Morgan Firm Commitment Underwriting: YES Issuer has over three years of continuous operations*: YES Percent of offering purchased by Fund and all other accounts advised by the adviser is less than 25%: YES The underwriting commission, spread and profit is reasonable and fair compared to the underwritings of similar securities: YES * Muni issuers must also have an investment grade rating from at least one NRSRO; or if less than three years of continuous operations, must have one of the three highest rating categories from at least one NRSRO. Securities Purchased: Glaxosmithkline Capital PLC 2.800% due 3/18/2023 Purchase/Trade Date: 3/13/2013 Offering Price of Shares: $98.992 Total Amount of Offering: $1,250,000,000 Amount Purchased by Fund: $60,000 Percentage of Offering Purchased by Fund: 0.005 Percentage of Fund's Total Assets: 0.20 Brokers: Deutsche Bank Securities, Goldman, Sachs & Co., JP Morgan, UBS Investment Bank, Barclays, Citigroup, Credit Suisse, HSBC, Mizuho Securities, Morgan Stanley, RBS , Standard Chartered Bank Purchased from: JP Morgan Firm Commitment Underwriting: YES Issuer has over three years of continuous operations*: YES Percent of offering purchased by Fund and all other accounts advised by the adviser is less than 25%: YES The underwriting commission, spread and profit is reasonable and fair compared to the underwritings of similar securities: YES * Muni issuers must also have an investment grade rating from at least one NRSRO; or if less than three years of continuous operations, must have one of the three highest rating categories from at least one NRSRO. Securities Purchased: Goldcorp Inc. 3.700% due 3/15/2023 Purchase/Trade Date: 3/13/2013 Offering Price of Shares: $99.431 Total Amount of Offering: $1,000,000,000 Amount Purchased by Fund: $50,000 Percentage of Offering Purchased by Fund: 0.005 Percentage of Fund's Total Assets: 0.16 Brokers: BofA Merrill Lynch, HSBC, Morgan Stanley, Citigroup, JP Morgan, BMO Capital Markets, CIBC, RBC Capital Markets, Scotiabank, TD Securities, Goldman, Sachs & Co., Mitsubishi UFJ Securities, RBS, SMBC Nikko Purchased from: Merrill Lynch Firm Commitment Underwriting: YES Issuer has over three years of continuous operations*: YES Percent of offering purchased by Fund and all other accounts advised by the adviser is less than 25%: YES The underwriting commission, spread and profit is reasonable and fair compared to the underwritings of similar securities: YES * Muni issuers must also have an investment grade rating from at least one NRSRO; or if less than three years of continuous operations, must have one of the three highest rating categories from at least one NRSRO. Securities Purchased: Wesfarmers Ltd. 1.874% due 3/20/2018 Purchase/Trade Date: 3/13/2013 Offering Price of Shares: $100.000 Total Amount of Offering: $750,000,000 Amount Purchased by Fund: $25,000 Percentage of Offering Purchased by Fund: 0.003 Percentage of Fund's Total Assets: 0.08 Brokers: Barclays, Goldman, Sachs & Co., JP Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Deutsche Bank Trust Company Americas, Mitsubishi UFJ Securities, Mizuho Securities, Scotiabank, SMBC Nikko Purchased from: Barclays Capital Firm Commitment Underwriting: YES Issuer has over three years of continuous operations*: YES Percent of offering purchased by Fund and all other accounts advised by the adviser is less than 25%: YES The underwriting commission, spread and profit is reasonable and fair compared to the underwritings of similar securities: YES * Muni issuers must also have an investment grade rating from at least one NRSRO; or if less than three years of continuous operations, must have one of the three highest rating categories from at least one NRSRO Securities Purchased: Medtronic Inc. 1.375% due 4/1/2018 Purchase/Trade Date: 3/19/2013 Offering Price of Shares: $99.850 Total Amount of Offering: $1,000,000,000 Amount Purchased by Fund: $75,000 Percentage of Offering Purchased by Fund: 0.008 Percentage of Fund's Total Assets: 0.25 Brokers: Barclays, Deutsche Bank Securities, Goldman, Sachs & Co., JP Morgan, Morgan Stanley, BofA Merrill Lynch, Citigroup, HSBC, RBS, UBS Investment Bank, Mizuho Securities, US Bancorp, Wells Fargo Securities Purchased from: Goldman Sachs Firm Commitment Underwriting: YES Issuer has over three years of continuous operations*: YES Percent of offering purchased by Fund and all other accounts advised by the adviser is less than 25%: YES The underwriting commission, spread and profit is reasonable and fair compared to the underwritings of similar securities: YES * Muni issuers must also have an investment grade rating from at least one NRSRO; or if less than three years of continuous operations, must have one of the three highest rating categories from at least one NRSRO.