EX-99.77O RULE 10F-3 2 varblef.txt Morgan Stanley Variable Investment Series Item 77(O) 10F-3 Transactions July 1, 2003 - December 31, 2003 Aggressive Equity Portfolio: Security Purcha Size Offeri Total Amount % of % of Purchased se/ of ng Amount of Offeri Fund Brokers Trade Offeri Price of Shares ng s Date ng of Offering Purcha Purcha Tota Shares sed sed l By By Asse Fund Fund ts NEC 07/14/ 34,000 $35.73 $1,214,8 2,000 0.006% 0.11 Daiwa Electronic 03 ,000 20, 6% Securities s 000 SMBC, Corporatio Morgan n Stanley, Deutsche Bank, Goldman Sachs Internatio nal, JP Morgan, Merrill Lynch Internatio nal, Nikko Citigroup and Nomura Internatio nal Morgan Seagate Stanley, Technology 07/24/ 60,000 $18.75 $1,125,0 6,000 0.010% 0.18 JP Morgan, Holdings 03 ,000 00, 2% Citigroup, 000 Goldman Sachs & Co, Bear Stearns & Co Inc, Lehman Brothers, Merrill Lynch & Co and Thomas Weisel Partners Goldman Anteon Sachs & Internatio Co, Bear nal 09/16/ 6,600, $33.80 $223,080 4,900 0.074% 0.24 Stearns & Corporatio 03 000 ,000 4% Co Inc, n Morgan Stanley, Jefferies Quarterdec k, UBS Investment Bank, Legg Mason Wood Walker Incorporat ed, US Bancorp Piper Jaffray and BB&T Capital Goldman Carter's, 10/23/ 6,250, $19.00 $118,750 2,000 0.032% 0.05 Sachs & Inc. 03 000 ,000 7% Co, Banc of America Securities LLC, Credit Suisse First Boston and Morgan Stanley Credit Overnite Suisse Corporatio 10/30/ 25,000 $19.00 $475,000 1,900 0.008% 0.05 First n 03 ,000 ,000 4% Boston, Morgan Stanley, Citigroup, Banc of America Securities LLC, JP Morgan and Merrill Lynch & Co Equity Portfolio: Security Purcha Size of Offeri Total Amount % of % of Purchased se/ Offerin ng Amount of of Offeri Fund Brokers Trade g Price Offering Shares ng s Date of Purcha Purcha Tota Shares sed sed l By By Asse Fund Fund ts Morgan Seagate Stanley, Technolog 07/24/ 60,000, $18.75 $1,125,00 66,200 0.110% 0.17 JP y 03 000 0, 9% Morgan, Holdings 000 Citigroup , Goldman Sachs & Co, Bear Stearns & Co Inc, Lehman Brothers, Merrill Lynch & Co and Thomas Weisel Partners Goldman Anteon Sachs & Internati Co, Bear onal 09/16/ 6,600,0 $33.80 $223,080, 54,200 0.821% 0.26 Stearns & Corporati 03 00 000 0% Co Inc, on Morgan Stanley, Jefferies Quarterde ck, UBS Investmen t Bank, Legg Mason Wood Walker Incorpora ted, US Bancorp Piper Jaffray and BB&T Capital Goldman Carter's, 10/23/ 6,250,0 $19.00 $118,750, 20,500 0.328% 0.05 Sachs & Inc. 03 00 000 4% Co, Banc of America Securitie s LLC, Credit Suisse First Boston and Morgan Stanley Credit Overnite Suisse Corporati 10/30/ 25,000, $19.00 $475,000, 20,500 0.082% 0.05 First on 03 000 000 4% Boston, Morgan Stanley, Citigroup , Banc of America Securitie s LLC, JP Morgan and Merrill Lynch & Co High Yield Portfolio: Security Purcha Size of Offer Total Amount % of % of Purchased se/ Offerin ing Amount of of Offeri Fund Brokers Trade g Price Offering Shares ng s Date of Purcha Purcha Tota Share sed sed l s By By Asse Fund Fund ts Barclays Eircom 07/29/ 250,000 $100. $25,000,00 235,00 0.001% 0.29 Capital, Funding 03 ,000 00 0,000 0 6% Goldman Sachs Internati onal, Citigroup , Morgan Stanley, Davy Stockbrok ers, The Royal Bank of Scotland and Deutsche Bank Banc of Dynegy America Holdings 08/01/ 525,000 $99.3 $52,169,77 385,00 0.001% 0.48 Securitie Inc. 03 ,000 7 5,000 0 2% s LLC, Lehman Brothers, Citigroup , Morgan Stanley, JP Morgan, ABN AMRO Incorpora ted, Banc One Capital Markets Inc, Credit Lyonnais Securitie s (USA), Deutsche Bank Securitie s, SG Cowen and TD Securitie s Goldman Graphic Sachs & Packaging Co, Internati 08/01/ 425,000 $100. $42,500,00 515,00 0.001% 0.64 Deutsche onal, 03 ,000 00 0,000 0 9% Bank, JP Inc. Morgan, Morgan Stanley, Citigroup , Credit Suisse First Boston, ABN AMRO Incorpora ted and Banc of America Securitie s LLC Banc of America MGM 09/11/ 6,000,0 $100. $600,000,0 4,450 0.07% 0.57 Securitie Mirage 03 00 00 00 % s LLC, Citigroup , Deutsche Bank, JP Morgan, CIBC World Markets, Commerzba nk Securitie s, Morgan Stanley, Scotia Capital, SG Cowen and Well Fargo Securitie s LLC Goldman Kraton Sachs & Polymers Co, UBS Capital 12/11/ 2,000,0 $100. $200,000,0 75,000 0.001% 0.09 Investmen Corporati 03 00 00 00 % t Bank, on Credit Suisse First Boston and Morgan Stanley Income Builder Portfolio: Security Purcha Size Offeri Total Amount % of % of Purchased se/ of ng Amount of Offeri Fund Brokers Trade Offeri Price of Shares ng s Date ng of Offering Purcha Purcha Tota Shares sed sed l By By Asse Fund Fund ts Citigroup, First 09/12/ 28,000 $30.00 $840,000 9,100 0.033% Morgan Energy 03 ,000 ,000 0.33 Stanley, Corporatio 0% Barclays n Capital, JP Morgan, Wachovia Securities , BNY Capital Markets Inc, Suisse First Boston, Lehman Brothers and UBS Investment Bank Information Portfolio: Security Purcha Size Offeri Total Amount % of % of Purchased se/ of ng Amount of Offeri Fund Brokers Trade Offeri Price of Shares ng s Date ng of Offering Purcha Purcha Tota Shares sed sed l By By Asse Fund Fund ts IPass Inc. 07/23/ 7,000, $14.00 $98,000, 100 0.001% 0.01 Morgan 03 000 000 2% Stanley, Credit Suisse First Boston, SG Cowen and Thomas Weisel Partners LLC Limited Duration Portfolio: Security Purcha Size Offer Total Amount % of % of Purchased se/ of ing Amount of of Offeri Fund Brokers Trade Offeri Price Offering Shares ng s Date ng of Purcha Purcha Tota Share sed sed l s By By Asse Fund Fund ts UFJ 07/18/ 1,250, $99.5 $124,422,5 335,00 0.0001 0.17 Merrill Finance 03 00, 4 00,000 0 % 5% Lynch & Aruba AEC 000 Co, Goldman Sachs & Co, UFJ Internati onal plc, Lehman Brothers and Morgan Stanley 08/06/ 600,00 $99.6 $59,794,20 230,00 0.0001 0.12 Barclays Miller 03 0, 6 0,000 0 % 0% Capital, Brewing 000 Citigroup Company , JP Morgan, ABN AMRO, Banc of America Securitie s LLC, Banc One Capital Markets Inc, Dresdner Kleinwort Wasserste in, Lehman Brothers, Morgan Stanley and Hawkpoint 10/22/ 10,004 $99.9 $1,000,000 285,13 0.58% 0.15 Banc of Telecom 03 ,702 5 ,000 0 % America Italia Securitie Capital s LLC, Citigroup , Credit Suisse First Boston, JP Morgan, Lehman Brothers, Merrill Lynch & Co and Morgan Stanley 11/18/ 5,015, $99.7 $500,000,0 135,00 0.0001 0.07 Barclays Imperial 03 045 0 00 0 % % Capital, Chemical Citigroup Industrie , UBS s PLC Investmen t Bank, Morgan Stanley, ABN AMRO Incorpora ted, HSBC, Mizuho Internati onal plc, Standard Chartered Bank and The Royal Bank of Scotland Pacific Growth Portfolio: Security Purcha Size of Offer Total Amount % of % of Purchase se/ Offering ing Amount of of Offeri Fund Brokers d Trade Price Offering Shares ng s Date of Purcha Purcha Tota Share sed sed l s By By Asse Fund Fund ts 10/31/ 3,005,200 $0.23 691,196,0 24,000 0.001% 0.17 PICC 03 ,000 00 0% China Property Internati and onal Casualty Capital Company Corporati Limited on and Morgan Stanley 11/10/ 920,000,0 $0.36 331,200,0 26,000 0.003% 0.03 China 03 00 00 0% Resource s Power Holdings Morgan Company Stanley Limited and BOC Internati onal 12/12/ 13,078,84 $0.47 $6,147,05 112,00 0.002% 0.17 China China 03 8,936 9,000 0 0% Internati Life onal Insuranc Capital e Corporati Company on, Limited Citigroup , Credit Suisse First Boston, Deutsche Bank and Lehman Brothers 12/15/ 384,349,8 $2.25 $864,787, 127,70 0.033% 0.13 Morgan Bangkok 03 00 050 0 2% Stanley, Bank ABN AMRO Public Rothschil Company d, Limited Citigroup , Credit Suisse First Boston, Asia Commercia l Bank Limited and ING Bank Quality Income Plus Portfolio: Security Purcha Size Offer Total Amount % of % of Purchased se/ of ing Amount of of Offeri Fund Brokers Trade Offeri Price Offering Shares ng s Date ng of Purcha Purcha Tota Share sed sed l s By By Asse Fund Fund ts UFJ 07/18/ 1,250, $99.5 $124,422,5 670,00 0.001% 0.51 Merrill Finance 03 00, 4 00,000 0 8% Lynch & Aruba AEC 000 Co, Goldman Sachs & Co, UFJ Internati onal plc, Lehman Brothers and Morgan Stanley Carolina 09/08/ 4,000, $100. $400,000,0 31,078 0.77% 0.22 Power & 03 000 00 00 % Light Company d/b/a Progress Energy Carolinas , Inc. First Banc of Mortgage America Bonds and JP Morgan 12,594 $99.2 $1,250,000 30,981 0.25% 0.60 ABN AMRO SLM 09/17/ ,458 5 , % Incorpora Corporati 03 000 ted, Banc on Medium of Term America Notes, Securitie Series A s LLC, Banc One Capital Markets Inc, Barclays Capital, Citigroup , Credit Suisse First Boston, Deutsche Bank Securitie s, FTN Financial Securitie s Corp, Goldman Sachs & Co, JP Morgan, Lehman Brothers, Merrill Lynch & Co, Morgan Stanley, UBS Investmen t Bank and Wachovia Capital Markets 11/18/ 5,015, $99.7 $500,000,0 1,440, 0.03% 0.28 Barclays Imperial 03 045 0 00 000 % Capital, Chemical Citigroup Industrie , UBS s PLC Investmen t Bank, Morgan Stanley, ABN AMRO Incorpora ted, HSBC, Mizuho Internati onal plc, Standard Chartered Bank and The Royal Bank of Scotland 12/10/ 5,008, $99.8 $500,000,0 1,445, 0.29% 0.29 Citigroup Internati 03 012 4 00 000 % , onal Deutsche Paper Bank, Company Credit Suisse First Boston, JP Morgan and Lehman Brothers Strategist Portfolio: Security Purcha Size Offer Total Amount % of % of Purchased se/ of ing Amount of of Offeri Fund Brokers Trade Offeri Price Offering Shares ng s Date ng of Purcha Purcha Tota Share sed sed l s By By Asse Fund Fund ts UFJ 07/18/ 1,250, $99.5 $124,422,5 225,00 0.0001 0.05 Merrill Finance 03 00, 4 00,000 0 % 0% Lynch & Aruba AEC 000 Co, Goldman Sachs & Co, UFJ Internati onal plc, Lehman Brothers and Morgan Stanley 08/06/ 600,00 $99.6 $59,794,20 145,00 0.0001 0.03 Barclays Miller 03 0, 6 0,000 0 % 2% Capital, Brewing 000 Citigroup Company , JP Morgan, ABN AMRO, Banc of America Securitie s LLC, Banc One Capital Markets Inc, Dresdner Kleinwort Wasserste in, Lehman Brothers, Morgan Stanley and Hawkpoint Carolina 09/08/ $100. $400,000,0 2,018 0.05% 0.23 Power & 03 00 00 % Light Company d/b/a Progress Energy Banc of Carolinas America , Inc. and JP First Morgan Mortgage Bonds 12,594 $99.2 $1,250,000 2,166 0.02% 0.95 ABN AMRO SLM 09/17/ ,458 5 , % Incorpora Corporati 03 000 ted, Banc on Medium of Term America Notes, Securitie Series A s LLC, Banc One Capital Markets Inc, Barclays Capital, Citigroup , Credit Suisse First Boston, Deutsche Bank Securitie s, FTN Financial Securitie s Corp, Goldman Sachs & Co, JP Morgan, Lehman Brothers, Merrill Lynch & Co, Morgan Stanley, UBS Investmen t Bank and Wachovia Capital Markets 10/22/ 10,004 $99.9 $1,000,000 130,00 0.56% 0.15 Banc of Telecom 03 ,702 5 ,000 0 % America Italia Securitie Capital s LLC, Citigroup , Credit Suisse First Boston, JP Morgan, Lehman Brothers, Merrill Lynch & Co and Morgan Stanley 11/18/ 5,015, $99.7 $500,000,0 105,30 0.0001 0.12 Barclays Imperial 03 045 0 00 0 % % Capital, Chemical Citigroup Industrie , UBS s PLC Investmen t Bank, Morgan Stanley, ABN AMRO Incorpora ted, HSBC, Mizuho Internati onal plc, Standard Chartered Bank and The Royal Bank of Scotland 11/19/ 15,039 $99.7 $1,500,000 100,00 0.01% 0.12 Citigroup 03 ,101 4 ,000 0 % , Goldman Hutchison Sachs Whampoa (Asia) Internati LLC, onal HSBC, (033/33) Merrill Limited Lynch & Co, Deutsch Bank, JP Morgan and Morgan Stanley 12/03/ 15,043 $99.7 $1,500,000 170,00 0.01% 0.20 Banc of Household 03 ,626 1 , 0 % America Finance 000 Securitie Corporati s LLC, on Banc One Capital Markets Inc, Credit Suisse First Boston, JP Morgan, Morgan Stanley, UBS Investmen t Bank, Loop Capital Markets LLC and Utendahl Capital Partners LP 12/10/ 5,008, $99.8 $500,000,0 140,00 0.03% 0.16 Citigroup Internati 03 012 4 00 0 % , onal Deutsche Paper Bank, Company Credit Suisse First Boston, JP Morgan and Lehman Brothers Utilities Portfolio: Security Purcha Size Offer Total Amount % of % of Purchased se/ of ing Amount of of Offeri Fund Brokers Trade Offeri Price Offering Shares ng s Date ng of Purcha Purcha Tota Share sed sed l s By By Asse Fund Fund ts Citigroup First 09/17/ 28,000 $30.0 $840,000,0 64,200 0.229% , Morgan Energy 03 ,000 0 00 0.98 Stanley, Corporati 8% Barclays on Capital, JP Morgan, Wachovia Securitie s, BNY Capital Markets Inc, Suisse First Boston, Lehman Brothers and UBS Investmen t Bank