0000716643-22-000037.txt : 20220617 0000716643-22-000037.hdr.sgml : 20220617 20220617164307 ACCESSION NUMBER: 0000716643-22-000037 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220208 FILED AS OF DATE: 20220617 DATE AS OF CHANGE: 20220617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Suarez James Raymon CENTRAL INDEX KEY: 0001910507 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12725 FILM NUMBER: 221024550 MAIL ADDRESS: STREET 1: 9043 VICTORIA DRIVE CITY: EDEN PRAIRIE STATE: MN ZIP: 55347 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGIS CORP CENTRAL INDEX KEY: 0000716643 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 410749934 STATE OF INCORPORATION: MN FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 3701 WAYZATA BLVD STREET 2: SUITE 500 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 9529477777 MAIL ADDRESS: STREET 1: 3701 WAYZATA BLVD STREET 2: SUITE 500 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 3/A 1 wf-form3a_165549856569799.xml FORM 3/A X0206 3/A 2022-02-08 2022-02-11 0 0000716643 REGIS CORP RGS 0001910507 Suarez James Raymon 3701 WAYZATA BLVD SUITE 500 MINNEAPOLIS MN 55416 0 1 0 0 SVP Merchandising & Education Common Stock 69214 D Stock Options 2.76 2031-11-05 Common Stock 20000.0 D In addition to the 29,343 shares reported on the Reporting Person's original Form 3, includes (i) 22,775 unvested restricted stock units (RSUs), each representing the contingent right to receive one share of RGS common stock upon vesting, and (ii) 17,096 performance stock units (PSUs), which vest if and to the extent certain market-based conditions are met during performance periods ending September 15, 2022 and September 14, 2023, subject to the Reporting Person's continued employment with the Issuer through the applicable anniversary and other terms and conditions of the applicable grant agreements, each representing the contingent right to receive one share of RGS common stock upon vesting, which were inadvertently omitted from the original Form 3. The award vests at the rate of 20% on the first anniversary of the grant date, 20% on the second anniversary of the grant date and 60% on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and other terms of the grant agreement. Reports stock options that were inadvertently omitted from the original Form 3. /s/ James R. Suarez 2022-06-17