-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O7knLRsuuSEIaYthb4bwBxWTb2t9okbCi8DxCLJGmwqgE7j8CLHMyrBFLIFVTtep /1mhjyDK1WYkEKEW/sWkiQ== 0000071633-10-000002.txt : 20100114 0000071633-10-000002.hdr.sgml : 20100114 20100113192746 ACCESSION NUMBER: 0000071633-10-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20100114 DATE AS OF CHANGE: 20100113 EFFECTIVENESS DATE: 20100114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK LIFE INSURANCE CO CENTRAL INDEX KEY: 0000071633 IRS NUMBER: 135582869 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-51875 FILM NUMBER: 10526242 BUSINESS ADDRESS: STREET 1: 51 MADISON AVE ROOM 207 STREET 2: ATTN INVESTMENT DEPT VENTURE CAP GROUP CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 2125766806 MAIL ADDRESS: STREET 1: 51 MADISON AVE ROOM 207 STREET 2: ATTN INVESTMENT DEPT VENTURE CAP GROUP CITY: NEW YORK STATE: NY ZIP: 10010 D 1 primary_doc.xml X0603 D LIVE 0000071633 NEW YORK LIFE INSURANCE CO 51 MADISON AVE ROOM 207 ATTN INVESTMENT DEPT VENTURE CAP GROUP NEW YORK NY 10010 2125766806 NEW YORK None None Other Mutual Life Insurance Company true Theodore A. Mathas New York Life Insurance Company 51 Madison Avenue New York NY 10010 Executive Officer Director Chairman, President and Chief Executive Officer Gary E. Wendlandt New York Life Insurance Company 51 Madison Avenue New York NY 10010 Executive Officer Director Vice Chairman of the Board and Chief Investment Officer; Chairman, New York Life Investment Management LLC Christopher O. Blunt New York Life Insurance Company 51 Madison Avenue New York NY 10010 Executive Officer Executive Vice President in Charge of Retirement Income Security Frank M. Boccio New York Life Insurance Company 51 Madison Avenue New York NY 10010 Executive Officer Executive Vice President and Chief Administrative Officer Sheila K. Davidson New York Life Insurance Company 51 Madison Avenue New York NY 10010 Executive Officer Executive Vice President, Chief Legal Officer and General Counsel John Y. Kim New York Life Insurance Company 51 Madison Avenue New York NY 10010 Executive Officer Executive Vice President; President and CEO, New York Life Investment Management LLC Richard L. Mucci New York Life Insurance Company 51 Madison Avenue New York NY 10010 Executive Officer Executive Vice President; Chairman and Chief Executive Officer of New York Life International LLC Mark W. Pfaff New York Life Insurance Company 51 Madison Avenue New York NY 10010 Executive Officer Executive Vice President in Charge of U.S. Life Insurance and Agency Michael E. Sproule New York Life Insurance Company 51 Madison Avenue New York NY 10010 Executive Officer Executive Vice President and Chief Financial Officer Mark E. Arning New York Life Insurance Company 51 Madison Avenue New York NY 10010 Executive Officer Senior Vice President and General Auditor John A. Cullen New York Life Insurance Company 51 Madison Avenue New York NY 10010 Executive Officer Senior Vice President, Controller and Chief Accounting Officer Solomon Goldfinger New York Life Insurance Company 51 Madison Avenue New York NY 10010 Executive Officer Senior Vice President and Senior Advisor to the President and Chief Executive Officer George Nichols III New York Life Insurance Company 51 Madison Avenue New York NY 10010 Executive Officer Senior Vice President in Charge of the Office of Governmental Affairs Paul T. Pasteris New York Life Insurance Company 51 Madison Avenue New York NY 10010 Executive Officer Senior Vice President and Chief Operating Officer for U.S. Life Insurance Eileen T. Slevin New York Life Insurance Company 51 Madison Avenue New York NY 10010 Executive Officer Senior Vice President and Chief Information Officer Joel M. Steinberg New York Life Insurance Company 51 Madison Avenue New York NY 10010 Executive Officer Senior Vice President and Chief Actuary Susan A. Thrope New York Life Insurance Company 51 Madison Avenue New York NY 10010 Executive Officer Senior Vice President, Deputy General Counsel and Secretary Richard J. Witterschein New York Life Insurance Company 51 Madison Avenue New York NY 10010 Executive Officer First Vice President and Treasurer Betty C. Alewine New York Life Insurance Company 51 Madison Avenue New York NY 10010 Director Robert M. Baylis New York Life Insurance Company 51 Madison Avenue New York NY 10010 Director Mark L. Feidler New York Life Insurance Company 51 Madison Avenue New York NY 10010 Director Kent B. Foster New York Life Insurance Company 51 Madison Avenue New York NY 10010 Director Christina A. Gold New York Life Insurance Company 51 Madison Avenue New York NY 10010 Director Conrad K. Harper New York Life Insurance Company 51 Madison Avenue New York NY 10010 Director S. Thomas Moser New York Life Insurance Company 51 Madison Avenue New York NY 10010 Director Joseph W. Prueher New York Life Insurance Company 51 Madison Avenue New York NY 10010 Director Thomas C. Schievelbein New York Life Insurance Company 51 Madison Avenue New York NY 10010 Director Frederick O. Terrell New York Life Insurance Company 51 Madison Avenue New York NY 10010 Director William G. Walter New York Life Insurance Company 51 Madison Avenue New York NY 10010 Director Insurance Decline to Disclose 06 false true false true Interests in Deferred First Year Commission Plan false 1 Indefinite 0 Indefinite Each participant may defer up to 100% of their first year commissions received from the Company. Participants may also transfer up to 100% of the balance of certain other accounts held at the Company. false 0 0 0 No sales commission or selling remuneration will be paid, directly or indirectly, in connection with this transaction. 0 false NEW YORK LIFE INSURANCE CO /s/ Robert J. Hynes Robert J. Hynes Vice President 2010-01-13 -----END PRIVACY-ENHANCED MESSAGE-----