0001062993-23-012062.txt : 20230524 0001062993-23-012062.hdr.sgml : 20230524 20230524164201 ACCESSION NUMBER: 0001062993-23-012062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230523 FILED AS OF DATE: 20230524 DATE AS OF CHANGE: 20230524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thome Christopher J. CENTRAL INDEX KEY: 0001917893 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08462 FILM NUMBER: 23954697 MAIL ADDRESS: STREET 1: C/O GRAHAM CORPORATION STREET 2: 20 FLORENCE AVENUE CITY: BATAVIA STATE: NY ZIP: 14020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRAHAM CORP CENTRAL INDEX KEY: 0000716314 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 161194720 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 20 FLORENCE AVE CITY: BATAVIA STATE: NY ZIP: 14020 BUSINESS PHONE: 5853432216 MAIL ADDRESS: STREET 1: 20 FLORENCE AVENUE CITY: BATAVIA STATE: NY ZIP: 14020 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0407 4 2023-05-23 0000716314 GRAHAM CORP GHM 0001917893 Thome Christopher J. C/O GRAHAM CORPORATION 20 FLORENCE AVENUE BATAVIA NY 14020 0 1 0 0 VP-Finance; CFO 0 Common Stock 2023-05-23 4 M 0 2950 0 A 10950 D Restricted Stock Units 0 2023-05-23 4 M 0 2950 0 D Common Stock 2950 5902 D Restricted Stock Units 0 Common Stock 7123 7123 D These restricted stock units convert into common stock on a one-for-one basis. One-third of the original grant of these restricted stock units vested on May 23, 2023, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/23/2024 and 5/23/2025. One-third of these restricted stock units will vest on each of 5/17/2024, 5/17/2025 and 5/17/2026, except as otherwise provided in the award notice. /s/ Christina McLeod, Attorney-in-Fact for Christopher J. Thome 2023-05-24