0001062993-23-012057.txt : 20230524 0001062993-23-012057.hdr.sgml : 20230524 20230524163853 ACCESSION NUMBER: 0001062993-23-012057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230523 FILED AS OF DATE: 20230524 DATE AS OF CHANGE: 20230524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fortier Alan CENTRAL INDEX KEY: 0001441495 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08462 FILM NUMBER: 23954669 MAIL ADDRESS: STREET 1: GRAHAM CORPORATION STREET 2: 20 FLORENCE AVENUE CITY: BATAVIA STATE: NY ZIP: 14020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRAHAM CORP CENTRAL INDEX KEY: 0000716314 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 161194720 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 20 FLORENCE AVE CITY: BATAVIA STATE: NY ZIP: 14020 BUSINESS PHONE: 5853432216 MAIL ADDRESS: STREET 1: 20 FLORENCE AVENUE CITY: BATAVIA STATE: NY ZIP: 14020 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0407 4 2023-05-23 0000716314 GRAHAM CORP GHM 0001441495 Fortier Alan C/O GRAHAM CORPORATION 20 FLORENCE AVENUE BATAVIA NY 14020 1 0 0 0 0 Common Stock 2023-05-23 4 M 0 6105 0 A 43173 D Restricted Stock Units 0 2023-05-23 4 M 0 6105 0 D Common Stock 6105 0 D Restricted Stock Units 0 Common Stock 6393 6393 D These restricted stock units convert into common stock on a one-for-one basis. These restricted stock units vested on 5/23/2023. These restricted stock units vest on the first anniversary of the date of grant, except as otherwise provided in the award notice. /s/ Christina McLeod, Attorney-in-Fact for Alan Fortier 2023-05-24