0001062993-22-014669.txt : 20220610 0001062993-22-014669.hdr.sgml : 20220610 20220610163242 ACCESSION NUMBER: 0001062993-22-014669 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220529 FILED AS OF DATE: 20220610 DATE AS OF CHANGE: 20220610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Alan E CENTRAL INDEX KEY: 0001408288 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08462 FILM NUMBER: 221009396 MAIL ADDRESS: STREET 1: GRAHAM CORPORATION STREET 2: 20 FLORENCE AVENUE CITY: BATAVIA STATE: NY ZIP: 14020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRAHAM CORP CENTRAL INDEX KEY: 0000716314 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 161194720 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 20 FLORENCE AVE CITY: BATAVIA STATE: NY ZIP: 14020 BUSINESS PHONE: 5853432216 MAIL ADDRESS: STREET 1: 20 FLORENCE AVENUE CITY: BATAVIA STATE: NY ZIP: 14020 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2022-05-29 0000716314 GRAHAM CORP GHM 0001408288 Smith Alan E C/O GRAHAM CORPORATION 20 FLORENCE AVENUE BATAVIA NY 14020 0 1 0 0 VP & General Manager - Batavia Common Stock 2022-05-29 4 F 0 526 7.32 D 55481 D Common Stock 2022-06-01 4 F 0 722 7.38 D 54759 D Common Stock 2022-06-09 4 F 0 760 9.02 D 53999 D Restricted Stock Units 0 Common Stock 9158 9158 D Restricted Stock Units 0 Common Stock 18315 18315 D Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the date of grant, except as otherwise provided in the award notice. These restricted stock units, which convert into common stock on a one-for-one basis, vest on the third anniversary of the date of grant, except as otherwise provided in the award notice. /s/ Jennifer R. Condame, Attorney-in-Fact for Alan E. Smith 2022-06-10