0001062993-22-014669.txt : 20220610
0001062993-22-014669.hdr.sgml : 20220610
20220610163242
ACCESSION NUMBER: 0001062993-22-014669
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220529
FILED AS OF DATE: 20220610
DATE AS OF CHANGE: 20220610
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Alan E
CENTRAL INDEX KEY: 0001408288
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08462
FILM NUMBER: 221009396
MAIL ADDRESS:
STREET 1: GRAHAM CORPORATION
STREET 2: 20 FLORENCE AVENUE
CITY: BATAVIA
STATE: NY
ZIP: 14020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRAHAM CORP
CENTRAL INDEX KEY: 0000716314
STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560]
IRS NUMBER: 161194720
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 20 FLORENCE AVE
CITY: BATAVIA
STATE: NY
ZIP: 14020
BUSINESS PHONE: 5853432216
MAIL ADDRESS:
STREET 1: 20 FLORENCE AVENUE
CITY: BATAVIA
STATE: NY
ZIP: 14020
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2022-05-29
0000716314
GRAHAM CORP
GHM
0001408288
Smith Alan E
C/O GRAHAM CORPORATION
20 FLORENCE AVENUE
BATAVIA
NY
14020
0
1
0
0
VP & General Manager - Batavia
Common Stock
2022-05-29
4
F
0
526
7.32
D
55481
D
Common Stock
2022-06-01
4
F
0
722
7.38
D
54759
D
Common Stock
2022-06-09
4
F
0
760
9.02
D
53999
D
Restricted Stock Units
0
Common Stock
9158
9158
D
Restricted Stock Units
0
Common Stock
18315
18315
D
Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the date of grant, except as otherwise provided in the award notice.
These restricted stock units, which convert into common stock on a one-for-one basis, vest on the third anniversary of the date of grant, except as otherwise provided in the award notice.
/s/ Jennifer R. Condame, Attorney-in-Fact for Alan E. Smith
2022-06-10