0001062993-22-013395.txt : 20220524
0001062993-22-013395.hdr.sgml : 20220524
20220524170644
ACCESSION NUMBER: 0001062993-22-013395
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220523
FILED AS OF DATE: 20220524
DATE AS OF CHANGE: 20220524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Alan E
CENTRAL INDEX KEY: 0001408288
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08462
FILM NUMBER: 22957934
MAIL ADDRESS:
STREET 1: GRAHAM CORPORATION
STREET 2: 20 FLORENCE AVENUE
CITY: BATAVIA
STATE: NY
ZIP: 14020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRAHAM CORP
CENTRAL INDEX KEY: 0000716314
STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560]
IRS NUMBER: 161194720
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 20 FLORENCE AVE
CITY: BATAVIA
STATE: NY
ZIP: 14020
BUSINESS PHONE: 5853432216
MAIL ADDRESS:
STREET 1: 20 FLORENCE AVENUE
CITY: BATAVIA
STATE: NY
ZIP: 14020
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2022-05-23
0000716314
GRAHAM CORP
GHM
0001408288
Smith Alan E
C/O GRAHAM CORPORATION
20 FLORENCE AVENUE
BATAVIA
NY
14020
0
1
0
0
VP & General Manager - Batavia
Common Stock
56007
D
Restricted Stock Units
0
2022-05-23
4
A
0
9158
0
A
Common Stock
9158
9158
D
Restricted Stock Units
0
2022-05-23
4
A
0
18315
0
A
Common Stock
18315
18315
D
Stock Option (Right to Buy)
18.65
2015-05-30
2022-05-30
Common Stock
6059
6059
D
These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of the first three anniversaries of the date of grant.
These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the third anniversary of the date of grant.
/s/ Jennifer R. Condame, Attorney-in-Fact for Alan E. Smith
2022-05-24