0000891839-21-000294.txt : 20210910 0000891839-21-000294.hdr.sgml : 20210910 20210910161728 ACCESSION NUMBER: 0000891839-21-000294 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210908 FILED AS OF DATE: 20210910 DATE AS OF CHANGE: 20210910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barber James J CENTRAL INDEX KEY: 0001377811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08462 FILM NUMBER: 211247264 MAIL ADDRESS: STREET 1: C/O METABOLIX, INC. STREET 2: 21 ERIE STREET CITY: CAMBRIDGE STATE: MA ZIP: 02139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRAHAM CORP CENTRAL INDEX KEY: 0000716314 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 161194720 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 20 FLORENCE AVE CITY: BATAVIA STATE: NY ZIP: 14020 BUSINESS PHONE: 5853432216 MAIL ADDRESS: STREET 1: 20 FLORENCE AVENUE CITY: BATAVIA STATE: NY ZIP: 14020 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-09-08 0000716314 GRAHAM CORP GHM 0001377811 Barber James J C/O GRAHAM CORPORATION 20 FLORENCE AVENUE BATAVIA NY 14020 1 0 0 0 Common Stock 2021-09-08 4 P 0 504 12.6 A 27307 D Common Stock 2021-09-09 4 P 0 4396 12.49 A 31703 D Common Stock 2021-09-10 4 P 0 100 12.35 A 31803 D The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.58 to $12.60, inclusive. Mr. Barber undertakes to provide to Graham Corporation, any security holder of Graham Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.33 to $12.65, inclusive. Mr. Barber undertakes to provide to Graham Corporation, any security holder of Graham Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. /s/ Jennifer R. Condame, Attorney-in-fact for James J. Barber 2021-09-10