0000891839-21-000190.txt : 20210602
0000891839-21-000190.hdr.sgml : 20210602
20210602165721
ACCESSION NUMBER: 0000891839-21-000190
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210602
DATE AS OF CHANGE: 20210602
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Alan E
CENTRAL INDEX KEY: 0001408288
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08462
FILM NUMBER: 21989934
MAIL ADDRESS:
STREET 1: GRAHAM CORPORATION
STREET 2: 20 FLORENCE AVENUE
CITY: BATAVIA
STATE: NY
ZIP: 14020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRAHAM CORP
CENTRAL INDEX KEY: 0000716314
STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560]
IRS NUMBER: 161194720
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 20 FLORENCE AVE
CITY: BATAVIA
STATE: NY
ZIP: 14020
BUSINESS PHONE: 5853432216
MAIL ADDRESS:
STREET 1: 20 FLORENCE AVENUE
CITY: BATAVIA
STATE: NY
ZIP: 14020
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2021-03-31
0000716314
GRAHAM CORP
GHM
0001408288
Smith Alan E
C/O GRAHAM CORPORATION
20 FLORENCE AVENUE
BATAVIA
NY
14020
0
1
0
0
VP & General Manager - Batavia
Common Stock
2021-03-31
4
D
0
2387
0
D
43007
D
Common Stock
2021-03-31
4
D
0
3156
0
D
39851
D
Common Stock
2021-05-29
4
F
0
526
14.69
D
39325
D
Common Stock
2021-05-30
4
F
0
398
14.69
D
38927
D
Common Stock
2021-06-01
4
A
0
4332
0
A
43259
D
Common Stock
2021-06-01
4
A
0
8664
0
A
51923
D
Stock Option (Right to Buy)
18.65
2015-05-30
2022-05-30
Common Stock
6059
6059
D
Shares forfeited under the terms of Mr. Smith's May 30, 2018 performance-vested restricted stock award.
Shares forfeited under the terms of Mr. Smith's May 29, 2019 performance-vested restricted stock award.
Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.
This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3.
This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.
/s/ Jennifer R. Condame, Attorney-in-Fact for Alan E. Smith
2021-06-02