0000891839-19-000106.txt : 20190531 0000891839-19-000106.hdr.sgml : 20190531 20190531163401 ACCESSION NUMBER: 0000891839-19-000106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190524 FILED AS OF DATE: 20190531 DATE AS OF CHANGE: 20190531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Condame Jennifer R CENTRAL INDEX KEY: 0001441494 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08462 FILM NUMBER: 19870918 MAIL ADDRESS: STREET 1: GRAHAM CORPORATION STREET 2: 20 FLORENCE AVENUE CITY: BATAVIA STATE: NY ZIP: 14020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRAHAM CORP CENTRAL INDEX KEY: 0000716314 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 161194720 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 20 FLORENCE AVE CITY: BATAVIA STATE: NY ZIP: 14020 BUSINESS PHONE: 5853432216 MAIL ADDRESS: STREET 1: 20 FLORENCE AVENUE CITY: BATAVIA STATE: NY ZIP: 14020 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-05-24 0000716314 GRAHAM CORP GHM 0001441494 Condame Jennifer R C/O GRAHAM CORPORATION 20 FLORENCE AVENUE BATAVIA NY 14020 0 1 0 0 CAO and Controller Common Stock 2019-05-24 4 F 0 240 20.97 D 23377 D Common Stock 2019-05-29 4 D 0 3233 0 D 20144 D Common Stock 2019-05-29 4 A 0 1548 0 A 21692 D Common Stock 2019-05-29 4 A 0 3096 0 A 24788 D Common Stock 2019-05-29 4 F 0 305 20.40 D 24483 D Common Stock 2019-05-30 4 F 0 136 20.42 D 24347 D Stock Option (Right to Buy) 15.25 2013-05-20 2020-05-20 Common Stock 1609 1609 D Stock Option (Right to Buy) 18.65 2015-05-30 2022-05-30 Common Stock 3127 3127 D Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Shares forfeited under the terms of Ms. Condame's May 24, 2016 performance-vested restricted stock award. This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. /s/ Jennifer R. Condame 2019-05-31