0000891839-13-000096.txt : 20131030 0000891839-13-000096.hdr.sgml : 20131030 20131030164219 ACCESSION NUMBER: 0000891839-13-000096 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131029 FILED AS OF DATE: 20131030 DATE AS OF CHANGE: 20131030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRAHAM CORP CENTRAL INDEX KEY: 0000716314 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 161194720 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 20 FLORENCE AVE CITY: BATAVIA STATE: NY ZIP: 14020 BUSINESS PHONE: 5853432216 MAIL ADDRESS: STREET 1: 20 FLORENCE AVENUE CITY: BATAVIA STATE: NY ZIP: 14020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Glajch Jeffrey CENTRAL INDEX KEY: 0001457678 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08462 FILM NUMBER: 131179821 MAIL ADDRESS: STREET 1: GRAHAM CORPORATION STREET 2: 20 FLORENCE AVENUE CITY: BATAVIA STATE: NY ZIP: 14020 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-10-29 0000716314 GRAHAM CORP GHM 0001457678 Glajch Jeffrey C/O GRAHAM CORPORATION 20 FLORENCE AVENUE BATAVIA NY 14020 0 1 0 0 VP-Finance; CFO Common Stock 2013-10-29 4 M 0 1000 8.01 A 42100 D Common Stock 2013-10-29 4 M 0 4693 15.22 A 46793 D Common Stock 2013-10-29 4 M 0 1307 15.25 A 48100 D Common Stock 2013-10-29 4 S 0 7000 37.9398 D 41100 D Common Stock 2013-10-29 4 M 0 129 15.25 A 41229 D Stock Option (Right to Buy) 8.01 2013-10-29 4 M 0 1000 0 D 2013-03-02 2019-03-02 Common Stock 1000 0 D Stock Option (Right to Buy) 15.22 2013-10-29 4 M 0 4693 0 D 2012-05-28 2019-05-28 Common Stock 4693 0 D Stock Option (Right to Buy) 15.25 2013-10-29 4 M 0 1436 0 D 2013-05-20 2020-05-20 Common Stock 1436 2239 D Stock Option (Right to Buy) 18.65 2022-05-30 Common Stock 7141 7141 D Includes 641 shares acquired under the Graham Corporation Employee Stock Purchase Plan. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.80 to $38.13. Mr. Glajch undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. This option was previously reported by Mr. Glajch and is exercisable 33 1/3% per year over three years beginning on the first anniversary of the 5/30/12 grant date. /s/ Jeffrey Glajch 2013-10-30