-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B9MaD7HfoGBoCiWFHxZVRe0EAuMI/SlA71TqTc6eOkZodsUvjYfk32ZCw2WxYwjX s+oYhljqgPwAPzK12mPXng== 0000891839-10-000081.txt : 20100824 0000891839-10-000081.hdr.sgml : 20100824 20100824164206 ACCESSION NUMBER: 0000891839-10-000081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100823 FILED AS OF DATE: 20100824 DATE AS OF CHANGE: 20100824 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRAHAM CORP CENTRAL INDEX KEY: 0000716314 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 161194720 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 20 FLORENCE AVE CITY: BATAVIA STATE: NY ZIP: 14020 BUSINESS PHONE: 5853432216 MAIL ADDRESS: STREET 1: 20 FLORENCE AVENUE CITY: BATAVIA STATE: NY ZIP: 14020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINES JAMES R CENTRAL INDEX KEY: 0001249710 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08462 FILM NUMBER: 101035564 MAIL ADDRESS: STREET 1: 11 HILLSIDE PARKWY CITY: LANCSTER STATE: NY ZIP: 14068 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-08-23 0000716314 GRAHAM CORP GHM 0001249710 LINES JAMES R C/O GRAHAM CORPORATION 20 FLORENCE AVENUE BATAVIA NY 14020 1 1 0 0 President and CEO Common Stock 2010-08-23 4 P 0 200 13.92 A 18958 D Common Stock 2010-08-23 4 P 0 2592 13.913 A 21550 D Common Stock 2010-08-23 4 P 0 908 13.90 A 22458 D Common Stock 5570 I See footnote Stock Option (Right to Buy) 7.976 2010-06-01 2016-06-01 Common Stock 7500 7500 D Stock Option (Right to Buy) 6.84 2010-07-27 2016-07-27 Common Stock 3750 3750 D Stock Option (Right to Buy) 6.90 2017-05-31 Common Stock 9894 9894 D Stock Option (Right to Buy) 30.875 2018-05-29 Common Stock 2532 2532 D Stock Option (Right to Buy) 15.22 2019-05-28 Common Stock 5922 5922 D Stock Option (Right to Buy) 15.25 2020-05-20 Common Stock 4638 4638 D Shares held by the trustee of the Graham Corporation Employee Stock Ownership Plan and allocated to Mr. Lines's account, as to which Mr. Lines has sole voting power but no dispositive power, except in limited circumstances. This option was previously reported by Mr. Lines. This option was previously reported by Mr. Lines and is exercisable pro rata on the first, second, third and fourth anniversaries of the 5/31/07 grant date. This option was previously reported by Mr. Lines and is exercisable pro rata on the first, second, third and fourth anniversaries of the 5/29/08 grant date. This option was previously reported by Mr. Lines and is exercisable 33 1/3% per year over three years beginning on the first anniversary of the 5/28/09 grant date. This option was previously reported by Mr. Lines and is exercisable 33 1/3% per year over three years beginning on the first anniversary of the 5/20/10 grant date. /s/ James R. Lines 2010-08-24 -----END PRIVACY-ENHANCED MESSAGE-----