-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NpELEtIghvf68/aEjoZI70K+RvwY1siiLkL58E9E/mZ8weMjxoOdHp9x2E7Kkat7 /QpRnZY7roMi2Q92iJdf/w== 0000891839-09-000035.txt : 20090601 0000891839-09-000035.hdr.sgml : 20090601 20090601174916 ACCESSION NUMBER: 0000891839-09-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090528 FILED AS OF DATE: 20090601 DATE AS OF CHANGE: 20090601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Condame Jennifer R CENTRAL INDEX KEY: 0001441494 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08462 FILM NUMBER: 09866149 MAIL ADDRESS: STREET 1: GRAHAM CORPORATION STREET 2: 20 FLORENCE AVENUE CITY: BATAVIA STATE: NY ZIP: 14020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRAHAM CORP CENTRAL INDEX KEY: 0000716314 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 161194720 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 20 FLORENCE AVE STREET 2: POST OFFICE BOX 719 CITY: BATAVIA STATE: NY ZIP: 14020 BUSINESS PHONE: 5853432216 MAIL ADDRESS: STREET 1: 20 FLORENCE AVENUE STREET 2: POST OFFICE BOX 719 CITY: BATAVIA STATE: NY ZIP: 14021-0719 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-05-28 0000716314 GRAHAM CORP GHM 0001441494 Condame Jennifer R C/O GRAHAM CORPORATION 20 FLORENCE AVENUE BATAVIA NY 14020 0 1 0 0 CAO and Controller Common Stock 2506 I See footnote Stock Option (Right to Buy) 7.976 2016-06-01 Common Stock 2500 2500 D Stock Option (Right to Buy) 6.90 2017-05-31 Common Stock 4974 4974 D Stock Option (Right to Buy) 30.875 2018-05-29 Common Stock 576 576 D Stock Option (Right to Buy) 44.50 2018-07-31 Common Stock 1000 1000 D Stock Option (Right to Buy) 15.22 2009-05-28 4 A 0 2678 0 A 2019-05-28 Common Stock 2678 2678 D Adjusted to reflect a 2-for-1 stock split in the nature of a stock dividend paid on 10/6/08. Shares held by the trustee of the Graham Corporation Employee Stock Ownership Plan and allocated to Ms. Condame's account, as to which Ms. Condame has sole voting power but no dispositive power, except in limited circumstances. This option was previously reported by Ms. Condame and is exercisable pro rata on the first, second, third and fourth anniversaries of the 6/01/06 grant date. The number of shares subject to this option and the exercise price have been adjusted to reflect a 2-for-1 stock split in the nature of a stock dividend paid on 10/6/08. This option was previously reported by Ms. Condame and is exercisable pro rata on the first, second, third and fourth anniversaries of the 5/31/07 grant date. The number of shares subject to this option and the exercise price have been adjusted to reflect a 2-for-1 stock split in the nature of a stock dividend paid on 10/6/08. This option was previously reported by Ms. Condame and is exercisable pro rata on the first, second, third and fourth anniversaries of the 5/29/08 grant date. The number of shares subject to this option and the exercise price have been adjusted to reflect a 2-for-1 stock split in the nature of a stock dividend paid on 10/6/08. This option was previously reported by Ms. Condame and is exercisable pro rata on the first, second, third and fourth anniversaries of the 7/31/08 grant date. The number of shares subject to this option and the exercise price have been adjusted to reflect a 2-for-1 stock split in the nature of a stock dividend paid on 10/6/08. This option was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is exercisable pro rata on the first, second, third and fourth anniversaries of the grant date. /s/ Jennifer R. Condame 2009-06-01 -----END PRIVACY-ENHANCED MESSAGE-----