-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QwZV0H40nV2HO8i0idRzOD4ErRO8O2EK7qFizKYts71NlU5B+6qivS8SzhWwCFCr rIHgcN7T9KSzFRjMyYAmHA== 0000891839-08-000062.txt : 20080807 0000891839-08-000062.hdr.sgml : 20080807 20080807190927 ACCESSION NUMBER: 0000891839-08-000062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080805 FILED AS OF DATE: 20080807 DATE AS OF CHANGE: 20080807 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRAHAM CORP CENTRAL INDEX KEY: 0000716314 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 161194720 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 20 FLORENCE AVE STREET 2: POST OFFICE BOX 719 CITY: BATAVIA STATE: NY ZIP: 14020 BUSINESS PHONE: 5853432216 MAIL ADDRESS: STREET 1: 20 FLORENCE AVENUE STREET 2: POST OFFICE BOX 719 CITY: BATAVIA STATE: NY ZIP: 14021-0719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Alan E CENTRAL INDEX KEY: 0001408288 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08462 FILM NUMBER: 081000015 BUSINESS ADDRESS: BUSINESS PHONE: 585-343-2216 MAIL ADDRESS: STREET 1: GRAHAM CORPORATION STREET 2: 20 FLORENCE AVENUE CITY: BATAVIA STATE: NY ZIP: 14020 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2008-08-05 0000716314 GRAHAM CORP GHM 0001408288 Smith Alan E C/O GRAHAM CORPORATION 20 FLORENCE AVENUE BATAVIA NY 14020 0 1 0 0 VP of Operations Common Stock 2008-08-05 4 M 0 625 21.68 A 991 D Common Stock 2008-08-05 4 S 0 420 92.5923 D 571 D Stock Option (Right to Buy) 21.68 2008-08-05 4 M 0 625 0 D 2017-07-25 Common Stock 625 1875 D Stock Option (Right to Buy) 61.75 2018-05-29 Common Stock 557 557 D This option was previously reported by Mr. Smith and has been adjusted to reflect a 5-for-4 stock split in the nature of a stock dividend paid on 1/3/08. This option is exercisable pro rata on the first, second, third and fourth anniversaries of the 7/26/07 grant date. This option was previously reported by Mr. Smith and is exercisable pro rata on the first, second, third and fourth anniversaries of the 5/29/08 grant date. /s/ Alan E. Smith 2008-08-07 -----END PRIVACY-ENHANCED MESSAGE-----