-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GKtBhcQ3YdSO+mdtzigFEGTFjwxpWNIF6rcykEpvMPqOkGQGVtdrWOEtf1FEKlcb Bra/EhfRAciDs1ByVfAUOA== 0000891839-07-000134.txt : 20071101 0000891839-07-000134.hdr.sgml : 20071101 20071101181943 ACCESSION NUMBER: 0000891839-07-000134 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071030 FILED AS OF DATE: 20071101 DATE AS OF CHANGE: 20071101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRAHAM CORP CENTRAL INDEX KEY: 0000716314 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 161194720 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 20 FLORENCE AVE STREET 2: POST OFFICE BOX 719 CITY: BATAVIA STATE: NY ZIP: 14020 BUSINESS PHONE: 5853432216 MAIL ADDRESS: STREET 1: 20 FLORENCE AVENUE STREET 2: POST OFFICE BOX 719 CITY: BATAVIA STATE: NY ZIP: 14021-0719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINES JAMES R CENTRAL INDEX KEY: 0001249710 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08462 FILM NUMBER: 071208070 BUSINESS ADDRESS: STREET 1: 11 HILLSIDE PARKWAY CITY: LANCASTER STATE: NY ZIP: 14068 BUSINESS PHONE: 5853432216 MAIL ADDRESS: STREET 1: 11 HILLSIDE PARKWY CITY: LANCSTER STATE: NY ZIP: 14068 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-10-30 0000716314 GRAHAM CORP GHM 0001249710 LINES JAMES R C/O GRAHAM CORPORATION 20 FLORENCE AVENUE BATAVIA NY 14020 1 1 0 0 President and COO Common Stock 2007-10-30 4 M 0 6000 13.90 A 7096 D Common Stock 2007-10-30 4 M 0 1500 19.94 A 8596 D Common Stock 2007-10-30 4 M 0 212 17.10 A 8808 D Common Stock 2007-10-30 4 S 0 162 61.54 D 8646 D Common Stock 2007-10-30 4 S 0 900 61.50 D 7746 D Common Stock 2007-10-30 4 S 0 300 61.21 D 7446 D Common Stock 2007-10-30 4 S 0 600 61.20 D 6846 D Common Stock 2007-10-30 4 S 0 1500 16.16 D 5346 D Common Stock 2007-10-30 4 S 0 100 61.02 D 5246 D Common Stock 2007-10-30 4 S 0 100 61.01 D 5146 D Common Stock 2007-10-30 4 S 0 1650 61.00 D 3496 D Common Stock 2007-10-31 4 M 0 538 17.10 A 4034 D Common Stock 2007-10-31 4 S 0 100 61.10 D 3934 D Common Stock 2007-10-31 4 S 0 2 61.0801 D 3932 D Common Stock 2007-10-31 4 S 0 100 61.08 D 3832 D Common Stock 2007-10-31 4 S 0 336 61.00 D 3496 D Common Stock 2228 I See footnote Stock Option (Right to Buy) 13.90 2007-10-30 4 M 0 6000 0 D 2006-04-27 2015-10-26 Common Stock 6000 0 D Stock Option (Right to Buy) 19.94 2007-10-30 4 M 0 1500 0 D 2016-06-01 Common Stock 1500 4500 D Stock Option (Right to Buy) 17.10 2007-10-30 4 M 0 212 0 D 2016-07-27 Common Stock 212 2788 D Stock Option (Right to Buy) 17.10 2007-10-31 4 M 0 538 0 D 2016-07-27 Common Stock 538 2250 D Stock Option (Right to Buy) 17.25 2017-05-31 Common Stock 5277 5277 D Shares held by the trustee of the Graham Corporation Employee Stock Ownership Plan and allocated to Mr. Lines's account, as to which Mr. Lines has sole voting power but no dispositive power, except in limited circumstances. This option was previously reported by Mr. Lines. This option was previously reported by Mr. Lines and is exercisable pro rata on the first, second, third and fourth anniversaries of the 6/01/06 grant date. This option was previously reported by Mr. Lines and is exercisable pro rata on the first, second, third and fourth anniversaries of the 7/27/06 grant date. This option was previously reported by Mr. Lines and is exercisable pro rata on the first, second, third and fourth anniversaries of the 5/31/2007 grant date. /s/ James R. Lines 2007-11-01 -----END PRIVACY-ENHANCED MESSAGE-----